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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

Robert David Jones

Advisor at BOK FINANCIAL ADVISORS

San Diego, CA | Oklahoma City, OK

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Search this name across graphsid dfx:ria:5d765bfc-9289-b818-34d2-49d4e1a62d53

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Jan 2, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BOK FINANCIAL ADVISORS
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 10, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jul 10, 2001
First registration: Jan 2, 2003
Dual registered: yes, broker-dealer
Other names: Robert D. Jones|Rob Jones
IAPD individual key: 2627317

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BOK FINANCIAL ADVISORS	Bd affiliated wealth	Apr 29, 2025	n/a	yes	Oklahoma City, OK\|San Diego, CA	Current employment
INDEPENDENT FINANCIAL GROUP, LLC	Bd affiliated wealth	Aug 12, 2024	Apr 17, 2025	no	SAN DIEGO, CA	Previous registration
NORTHERN TRUST INVESTMENTS, INCORPORATED	Asset manager	Jun 28, 2023	Apr 2, 2024	no	San Diego, CA\|CHICAGO, IL	Previous registration
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	May 4, 2006	Feb 6, 2023	no	SAN DIEGO, CA\|SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration
SENTRA SECURITIES CORPORATION	n/a	Jan 2, 2003	Feb 6, 2004	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INDEPENDENT FINANCIAL GROUP, LLC	BOK FINANCIAL ADVISORS	Apr 17, 2025	Apr 29, 2025	12	Firm change	Ibd to ibd
NORTHERN TRUST INVESTMENTS, INCORPORATED	INDEPENDENT FINANCIAL GROUP, LLC	Apr 2, 2024	Aug 12, 2024	132	Firm change	Other
CUSO FINANCIAL SERVICES, L.P.	NORTHERN TRUST INVESTMENTS, INCORPORATED	Feb 6, 2023	Jun 28, 2023	142	Firm change	Other
SENTRA SECURITIES CORPORATION	CUSO FINANCIAL SERVICES, L.P.	Feb 6, 2004	May 4, 2006	818	Firm change after gap	Other

Relationships

Registered with (5)

→ BOK FINANCIAL ADVISORSRegistered adviserregistration: current employment
Apr 29, 2025 to presentfactForm ADV
→ INDEPENDENT FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Aug 12, 2024 to Apr 17, 2025factForm ADV
→ NORTHERN TRUST INVESTMENTS, INCORPORATEDRegistered adviserregistration: previous registration
Jun 28, 2023 to Apr 2, 2024factForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
May 4, 2006 to Feb 6, 2023factForm ADV
→ SENTRA SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Jan 2, 2003 to Feb 6, 2004factForm ADV

Dated events

Occurred
Apr 17, 2025
Advisor changed firm
Robert David Jones left Independent Financial Group, Llc for Bok Financial Advisors (registered 2025-04-29)
Form ADVobserved 4 days ago
Occurred
Apr 2, 2024
Advisor changed firm
Robert David Jones left Northern Trust Investments, Incorporated for Independent Financial Group, Llc (registered 2024-08-12)
Form ADVobserved 4 days ago
Occurred
Feb 6, 2023
Advisor changed firm
Robert David Jones left Cuso Financial Services, L.P. for Northern Trust Investments, Incorporated (registered 2023-06-28)
Form ADVobserved 4 days ago