DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Robert David Jones

Bok Financial AdvisorsBD affiliatedSan Diego, Ca dual registrantIAPD 2627317

Feed of 09/14/2026

Also filed as Robert D. Jones

At current firm

1 y

since Apr 29, 2025

In the industry

25 y

since Jul 10, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Bok Financial Advisors BD affiliated current
since Apr 29, 2025 · Oklahoma City, Ok
Independent Financial Group, LLC BD affiliated
Aug 12, 2024 to Apr 17, 2025 · San Diego, Ca
Northern Trust Investments, Incorporated asset manager
Jun 28, 2023 to Apr 2, 2024 · San Diego, Ca
Cuso Financial Services, L.P. former
May 4, 2006 to Feb 6, 2023 · San Diego, Ca
Sentra Securities Corporation unclassified
Jan 2, 2003 to Feb 6, 2004 · San Diego, Ca

Moves

a registration end followed by a registration begin elsewhere

Independent Financial Group, LLC to Bok Financial Advisors
left Apr 17, 2025, registered Apr 29, 2025 (12 days) · Affiliated broker-dealer or bank to another
Northern Trust Investments, Incorporated to Independent Financial Group, LLC
left Apr 2, 2024, registered Aug 12, 2024 (132 days) · Other
Cuso Financial Services, L.P. to Northern Trust Investments, Incorporated
left Feb 6, 2023, registered Jun 28, 2023 (142 days) · Other
Sentra Securities Corporation to Cuso Financial Services, L.P.
left Feb 6, 2004, registered May 4, 2006 (818 days) · Other

Signals

Robert David Jones left Independent Financial Group, Llc for Bok Financial Advisors (registered 2025-04-29)
Apr 17, 2025 · Advisor changed firm · fact
Robert David Jones left Northern Trust Investments, Incorporated for Independent Financial Group, Llc (registered 2024-08-12)
Apr 2, 2024 · Advisor changed firm · fact
Robert David Jones left Cuso Financial Services, L.P. for Northern Trust Investments, Incorporated (registered 2023-06-28)
Feb 6, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address