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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

DOUGLAS JAY SATTLER

Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Queen Creek, AZ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 6, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 30, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 30, 2002
First registration: Sep 6, 2002
Dual registered: yes, broker-dealer
Other names: DOUGLAS J SATTLER|DOUG SATTLER
IAPD individual key: 4304008

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Jun 30, 2016	n/a	yes	Queen Creek, AZ	Current employment
PFG ADVISORS	Independent wealth	Mar 16, 2015	Apr 20, 2015	no	GILBERT, AZ	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 30, 2009	Jul 11, 2016	no	FORT MILL, SC\|GILBERT, AZ\|TUCSON, AZ	Previous registration
CUE FINANCIAL GROUP, INC.	Former SEC adviser	Jun 21, 2006	Jan 21, 2009	no	PHOENIX, AZ\|PHOENIX, AZ\|PHOENIX, AZ	Previous registration
OSAIC FA, INC.	Former SEC adviser	May 2, 2003	Apr 7, 2005	no	PHOENIX, AZ	Previous registration
WADDELL & REED	Former SEC adviser	Sep 6, 2002	Nov 6, 2002	no	PROVO, UT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	PFG ADVISORS	Jul 11, 2016	Mar 16, 2015	-483	Firm change after gap	Other
PFG ADVISORS	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Apr 20, 2015	Jun 30, 2016	437	Firm change after gap	Other
CUE FINANCIAL GROUP, INC.	LPL FINANCIAL LLC	Jan 21, 2009	Jan 30, 2009	9	Firm change	Other
OSAIC FA, INC.	CUE FINANCIAL GROUP, INC.	Apr 7, 2005	Jun 21, 2006	440	Firm change after gap	Other
WADDELL & REED	OSAIC FA, INC.	Nov 6, 2002	May 2, 2003	177	Firm change	Other

Relationships

Registered with (6)

→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: current employment
Jun 30, 2016 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 30, 2009 to Jul 11, 2016factForm ADV
→ PFG ADVISORSRegistered adviserregistration: previous registration
Mar 16, 2015 to Apr 20, 2015factForm ADV
→ CUE FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Jun 21, 2006 to Jan 21, 2009factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
May 2, 2003 to Apr 7, 2005factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Sep 6, 2002 to Nov 6, 2002factForm ADV

Dated events

No dated event names this entity yet.