DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Douglas Jay Sattler
Feed of 09/14/2026
Also filed as Douglas J Sattler
At current firm
10 y
since Jun 30, 2016
In the industry
24 y
since Aug 30, 2002 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cambridge Investment Research Advisors, Inc. BD affiliated currentsince Jun 30, 2016 · Queen Creek, Az
- Pfg Advisors independent RIAMar 16, 2015 to Apr 20, 2015 · Gilbert, Az
- LPL Financial LLC BD affiliatedJan 30, 2009 to Jul 11, 2016 · Fort Mill, Sc
- Cue Financial Group, Inc. formerJun 21, 2006 to Jan 21, 2009 · Phoenix, Az
- Osaic Fa, Inc. formerMay 2, 2003 to Apr 7, 2005 · Phoenix, Az
- Waddell & Reed formerSep 6, 2002 to Nov 6, 2002 · Provo, Ut
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Pfg Advisorsleft Jul 11, 2016, registered Mar 16, 2015 (-483 days) · Other
- Pfg Advisors to Cambridge Investment Research Advisors, Inc.left Apr 20, 2015, registered Jun 30, 2016 (437 days) · Other
- Cue Financial Group, Inc. to LPL Financial LLCleft Jan 21, 2009, registered Jan 30, 2009 (9 days) · Other
- Osaic Fa, Inc. to Cue Financial Group, Inc.left Apr 7, 2005, registered Jun 21, 2006 (440 days) · Other
- Waddell & Reed to Osaic Fa, Inc.left Nov 6, 2002, registered May 2, 2003 (177 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address