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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

RICHARD WAYNE SLAVIK

Advisor at NFSG CORPORATION

BOCA RATON, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5da8e81b-6466-ecef-076b-8ab08c812185

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 1
Observed: Jan 28, 2021 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Richard Wayne Slavik

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NFSG CORPORATION
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 24, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Exams: S66|S63|S65
First exam: Apr 24, 1998
First registration: Jan 28, 2021
Dual registered: yes, broker-dealer
Other names: RICK SLAVIK
IAPD individual key: 2122910

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NFSG CORPORATION	Bd affiliated wealth	Jul 13, 2026	n/a	yes	BOCA RATON, FL	Current employment
NFSG CORPORATION	Bd affiliated wealth	Nov 28, 2023	Jan 6, 2026	no	BOCA RATON, FL	Previous registration
KOVACK ADVISORS, INC.	Bd affiliated wealth	Jan 28, 2021	Jun 14, 2023	no	Fort Lauderdale, FL\|FT. LAUDERDALE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KOVACK ADVISORS, INC.	NFSG CORPORATION	Jun 14, 2023	Nov 28, 2023	167	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ NFSG CORPORATIONRegistered adviserregistration: previous registration
Nov 28, 2023 to Jan 6, 2026factForm ADV
→ KOVACK ADVISORS, INC.Registered adviserregistration: previous registration
Jan 28, 2021 to Jun 14, 2023factForm ADV

Dated events

Occurred
Jun 14, 2023
Advisor changed firm
Richard Wayne Slavik left Kovack Advisors, Inc. for Nfsg Corporation (registered 2023-11-28)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5da8e81b-6466-ecef-076b-8ab08c812185
First observed: Jan 28, 2021
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RICHARD WAYNE SLAVIK

Advisor at NFSG CORPORATION

BOCA RATON, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5da8e81b-6466-ecef-076b-8ab08c812185

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:55 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

NFSG CORPORATION

Bd affiliated wealth

Jul 13, 2026

n/a

yes

BOCA RATON, FL

Current employment

NFSG CORPORATION

Bd affiliated wealth

Nov 28, 2023

Jan 6, 2026

BOCA RATON, FL

Previous registration

KOVACK ADVISORS, INC.

Bd affiliated wealth

Jan 28, 2021

Jun 14, 2023

Fort Lauderdale, FL|FT. LAUDERDALE, FL

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

KOVACK ADVISORS, INC.

NFSG CORPORATION

Jun 14, 2023

Nov 28, 2023

167

Firm change

Ibd to ibd