DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Adam Louis Schwartz

Osaic Wealth, Inc.BD affiliatedFort Myers, Fl dual registrantIAPD 2250262

Certified Financial Planner

Feed of 09/15/2026

Also filed as Adam L Schwartz

At current firm

2 y

since Jan 19, 2024

In the industry

34 y

since Jun 24, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Mgfs Private Wealth, LLC independent RIA current
since Oct 31, 2024 · Fort Myers, Fl
Osaic Wealth, Inc. BD affiliated current
since Jan 19, 2024 · Ft Myers, Fl
Gcd Advisors, LLC state registered
Dec 8, 2023 to Nov 12, 2024 · Fort Myers, Fl
Woodbury Financial Services, Inc. former
Dec 2, 2019 to Jan 19, 2024 · Oakbrook Terrace, Il
Assetmark, Inc. BD affiliated
Jul 31, 2008 to Dec 4, 2019 · Vernon Hills, Il
Genworth Financial Asset Management, Inc unclassified
May 3, 2005 to Jul 31, 2008 · Vernon Hills, Il
John Hancock Distributors LLC unclassified
Aug 25, 2003 to Nov 5, 2004 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

Gcd Advisors, LLC to Osaic Wealth, Inc.
left Nov 12, 2024, registered Jan 19, 2024 (-298 days) · Other
Woodbury Financial Services, Inc. to Gcd Advisors, LLC
left Jan 19, 2024, registered Dec 8, 2023 (-42 days) · Affiliated broker-dealer or bank to a state-registered adviser
Assetmark, Inc. to Woodbury Financial Services, Inc.
left Dec 4, 2019, registered Dec 2, 2019 (-2 days) · Affiliated broker-dealer or bank to another
Genworth Financial Asset Management, Inc to Assetmark, Inc.
left Jul 31, 2008, registered Jul 31, 2008 (0 days) · Other
John Hancock Distributors LLC to Genworth Financial Asset Management, Inc
left Nov 5, 2004, registered May 3, 2005 (179 days) · Other

Signals

Adam Louis Schwartz left Gcd Advisors, Llc for Osaic Wealth, Inc. (registered 2024-01-19)
Nov 12, 2024 · Advisor changed firm · fact
Adam Louis Schwartz left Woodbury Financial Services, Inc. for Gcd Advisors, Llc (registered 2023-12-08)
Jan 19, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address