DFX Intelligence

M•••••• F••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

M•••••• F••••• S••••••

Advisor at P••• F•••••••• A•••••••• L••

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:5db2c9f4-213e-5722-b91b-7741f8c96618

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 2
On other graphs: 0
Observed: Mar 24, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 28, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••• F•••••••• A•••••••• L••	Independent wealth	Sep 10, 2026	n/a	yes	SAN DIEGO, CA	Current employment
M••••••••• R•••••••••	Bd affiliated wealth	Mar 30, 2023	Sep 3, 2026	no	San Pedro, CA\|WASHINGTON, DC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••••• R•••••••••	P••• F•••••••• A•••••••• L••	Sep 3, 2026	Sep 10, 2026	7	Firm change	Ibd to RIA
A••••••••• F•••••••• S•••••••• L••	M••••••••• R•••••••••	Mar 23, 2023	Mar 30, 2023

Relationships

Registered with (8)

→ P••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
Sep 10, 2026 to presentfactForm ADV
→ M••••••••• R•••••••••Registered adviserregistration: previous registration
Mar 30, 2023 to Sep 3, 2026factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 30, 2018 to Mar 23, 2023factForm ADV
→ M•••••• A••••• S••••••••• L••

Dated events

Occurred
Sep 3, 2026
Advisor changed firm
M•••••• F••••• S•••••• left M••••••••• R••••••••• for P••• F•••••••• A•••••••• L•• (registered 2026-09-10)
Form ADVobserved 7 days ago
Occurred
Mar 23, 2023
Advisor changed firm
M•••••• F••••• S•••••• left A••••••••• F•••••••• S•••••••• L•• for M••••••••• R••••••••• (registered 2023-03-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5db2c9f4-213e-5722-b91b-7741f8c96618
First observed: Mar 24, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.