DFX Intelligence

G•••••• S•••• A•••• M••••••••• A•••••••• P•• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

G•••••• S•••• A•••• M••••••••• A•••••••• P•• L••

CRD 282984

MELBOURNE

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Search this name across graphsid dfx:ria:5dca6488-85a6-ff7b-61e7-f4c3fe3ac5e8

Data as of Jan 9, 2017 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2016 to Jan 9, 2017
4 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $8.2B••• Locked
Discretionary RAUM: $8.2B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 59
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••••• K•••• A••••	Director	Na	yes	03/2012	Mar 30, 2016	Jan 9, 2017
F••••••• M•••• A•••••	Director	Na	yes	05/2014	Mar 30, 2016	Jan 9, 2017

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G•••••• S•••• A•••• M••••••••• L•••	n/a	Other adviser	$2649B	N	yes	n/a
G•••••• S•••• A•••• M••••••••• I•••••••••	n/a	Asset manager	$621B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Sydney	n/a	Australia	n/a	no

Relationships

Affiliated with (11)

→ G••• S••••• V••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, LP sponsor, common control
factForm ADV
→ G•••••• S•••• W••••• S•••••••• L•••Registered adviserother investment adviser, common control
factForm ADV
→ G•••••• S•••• A•••• M••••••••• I•••••••••Registered adviserother investment adviser, bank, pooled vehicle sponsor, LP sponsor, common control
factForm ADV
→ G•••••• S•••• A•••• M••••••••• L•••

Dated events

Occurred
Mar 30, 2016
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5dca6488-85a6-ff7b-61e7-f4c3fe3ac5e8
First observed: Mar 30, 2016
Last observed: Jan 9, 2017 118 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.