DFX Intelligence

H••••• D•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

H••••• D•••••

H••••• ADVISORS, LLC, CRD 175013

NEW YORK, NY

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Search this name across graphsid dfx:ria:7ee991b2-dbd8-6c64-f523-2902c9a0d4cd

Data as of May 30, 2018 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 1
On other graphs: 0
Observed: Feb 10, 2015 to May 30, 2018
54 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.1M••• Locked
Discretionary RAUM: $2.1M
Private client RAUM: $2.1Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 17

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• A••••••• E•••••	President	Na	yes	05/2016	May 8, 2015	May 30, 2018
C•••• J••••• H•••••	Manager	Na	yes	05/2016	Mar 29, 2018	May 30, 2018

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G•••••• S•••• A•••• M••••••••• L•••	n/a	Other adviser	$2649B	N	yes	n/a
G•••••• S•••• • C•• L••	n/a	Wirehouse	$134B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 29, 2018

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$2.1M	$520,764	312.2%	n/a	n/a	17	42	1	n/a

Relationships

Affiliated with (4)

→ G•••••• S•••• W••••• S•••••••• L•••Registered adviserother investment adviser, common control
factForm ADV
→ G•••••• S•••• A•••• M••••••••• L•••Registered adviserother investment adviser, bank, pooled vehicle sponsor, LP sponsor, common control
factForm ADV
→ G•••••• S•••• • C•• L••Registered adviserother investment adviser, broker-dealer, bank, trust company, common control
factForm ADV
← G•••••• S•••• A•••• M••••••••• A•••••••• P•• L••

Dated events

Occurred
Feb 10, 2015
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7ee991b2-dbd8-6c64-f523-2902c9a0d4cd
First observed: Feb 10, 2015
Last observed: May 30, 2018 101 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.