DFX Intelligence

G••• S••••• V••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 10b 100b

G••• S••••• V••••• L••

CRD 105997

BURLINGTON, VT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:dcc08f85-457d-492a-f3e5-19a4fcd59095

Data as of Mar 28, 2024 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 49
Dated events: 15
On other graphs: 2
Observed: Mar 29, 2012 to Mar 28, 2024
53 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

G••• S••••• V••••• L••

Investment consultant · shared crd

Private Creditidentity

G••• S••••• V••••• L••

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $55B••• Locked
Discretionary RAUM: $22B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
D••••• 2••• T••• F•••	Other Private Fund	$642M	Mar 29, 2012	26	Mar 29, 2012	dropped	n/a
T••• F••• 2•••	Other Private Fund	$291M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••••• W••••••• C••••••	CHIEF OPERATING OFFICER	Na	yes	01/2024	Jan 30, 2024	Mar 28, 2024
G•••••• S•••• A•••• M••••••••• L•••	SOLE MEMBER OF G••• S••••• V••••• L••	E	yes	05/2012	Jan 8, 2013	Mar 28, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G•••••• S•••• A•••• M••••••••• L•••	n/a	Other adviser	$2649B	N	yes	n/a
G•••••• S•••• A•••• M••••••••• I•••••••••	n/a	Asset manager	$621B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	0	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$55B	$60B	-7.6%	$60B	-2.8%	10	11	1	1

Relationships

Affiliated with (27)

← G•••••• S•••• A•••• M••••••••• I•••••••••Registered adviserother investment adviser, pooled vehicle sponsor, LP sponsor, common control
factForm ADV
← G•••••• S•••• A•••• M••••••••• L•••Registered adviserother investment adviser, pooled vehicle sponsor, LP sponsor, control, common control
factForm ADV
← G•••••• S•••• • C•• L••Registered adviserother investment adviser, pooled vehicle sponsor, LP sponsor, common control
factForm ADV
← G•••••• S•••• A•••• M••••••••• C••• L•••

Dated events

Occurred
Jan 30, 2024
Control person joined
Charles W•••••• B••••••••• (Chief Operating Officer) appeared on Schedule A of G••• S••••• V••••• L••
Form ADVobserved 7 days ago
Occurred
Apr 4, 2023
Control person joined
Otto Marc Nachmann (Chief Executive Officer) appeared on Schedule A of G••• S••••• V••••• L••
Form ADVobserved 7 days ago
Occurred
Feb 9, 2023
Control person left
Charles Julian Salisbury (Co-Chief Executive Officer) no longer on Schedule A of G••• S••••• V••••• L•• (listed 2022-12-14, absent 2023-02-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dcc08f85-457d-492a-f3e5-19a4fcd59095
First observed: Mar 29, 2012
Last observed: Mar 28, 2024 30 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.