DFX Intelligence

P•••••• T••••• L•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

P•••••• T••••• L•••••••••

Advisor at L•• F•••••••• L••

SEVEN FIELDS, PA

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Search this name across graphsid dfx:ria:5dccd875-74c1-81d1-b687-8e0fa969312d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Dec 15, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 14, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Sep 29, 2023	n/a	yes	SEVEN FIELDS, PA	Current employment
B•• M••••• S••••••••• C•••••••••	Other adviser	Oct 29, 2020	Jun 30, 2023	no	Pittsburgh, PA\|New York, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•• M••••• S••••••••• C•••••••••	L•• F•••••••• L••	Jun 30, 2023	Sep 29, 2023	91	Firm change	Other
N••••• A•••• M••••••••• L••	B•• M••••• S••••••••• C•••••••••	Aug 10, 2020	Oct 29, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
231:6413:NY:2023-06-21	Jun 30, 2023	Sep 29, 2023	NEW YORK, NY	Firm change

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Sep 29, 2023 to presentfactForm ADV
→ B•• M••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Oct 29, 2020 to Jun 30, 2023factForm ADV
→ N••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Sep 1, 2011 to Aug 10, 2020factForm ADV
→ N••••• F••• A•••••••• L••

Dated events

Occurred
Jun 30, 2023
Advisor changed firm
P•••••• T••••• L••••••••• left B•• M••••• S••••••••• C••••••••• for L•• F•••••••• L•• (registered 2023-09-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5dccd875-74c1-81d1-b687-8e0fa969312d
First observed: Dec 15, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.