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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 100m 1b

DCM ADVISORS, LLC

CRD 126248

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5dcf6bf4-bb4b-d88d-ec4e-ec0d4ea68669

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 16
On other graphs: 0
Observed: Oct 17, 2017 to Mar 31, 2026
32 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.1 fund_share=0.47 institutional_share=0.43 related_bd=true related_bank=false bd_reps=5.0
Regulatory AUM: $261MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $261M
Private client RAUM: $25.0MderivedItem 5.D individuals plus high net worth individuals
Private client share: 10%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $52.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 11
Advisory employees: 6
Offices: 3Schedule D 1.F, beyond the principal office
Accounts: 51
Individual clients: 34
High net worth clients: 8
SEC number: 801-112041
CRD: 126248
Filings on the tape: 32
First filed: Oct 17, 2017
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, DE
Website: dcmadvisors.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
MAURO W CALDERON	Chartered Financial Analyst	NEW YORK, NY	2	16	n/a	yes
Mei Wang Davidson	n/a	NEW YORK, NY	1	11	2	yes
Yisroel Moshe Hochman	n/a	Efrat \| NEW YORK, NY	0	10	n/a	no
PATRICK DOMENIC COTNER	n/a	NEW YORK, NY	0	21	n/a	yes
THOMAS PETER SCHNEIDER	n/a	Fairfield, CT \| NEW YORK, NY	0	32	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DINOSAUR GROUP HOLDINGS, LLC	Owner	E	yes	01/2007	Mar 26, 2020	May 29, 2024
GIORGIO, ANTHONY, JOSEPH	CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER	Na	yes	08/2023	Aug 7, 2023	May 29, 2024
GROSSMAN, ELLIOT, S	MANAGING DIRECTOR	Na	yes	04/2022	Oct 17, 2017	May 29, 2024
GROSSMAN, GLENN, ANDREW	MANAGING MEMBER	C	yes	01/2007	Oct 17, 2017	May 29, 2024
GROSSMAN, GLENN, ANDREW	CHIEF EXECUTIVE OFFICER, MANAGING MEMBER	B	yes	08/2011	Oct 17, 2017	May 29, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LISANTI CAPITAL GROWTH LLC	n/a	Institutional manager	$432M	N	yes	n/a
DINOSAUR FINANCIAL GROUP, L.L.C	n/a	n/a	n/a	N	yes	n/a
DINOSAUR MERCHANT BANK, LTD.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$261M	$261M	11	6	3	n/a	n/a
2024	Mar 31, 2025	$220M	$220M	12	6	4	n/a	n/a
2023	Mar 29, 2024	$350M	$350M	13	9	5	n/a	n/a
2022	Mar 31, 2023	$271M	$271M	15	10	0	n/a	n/a
2021	Mar 30, 2022	$407M	$407M	14	10	2	n/a	n/a
2020	Mar 18, 2021	$257M	$257M	10	8	3	n/a	n/a
2019	Mar 26, 2020	$133M	$133M	10	8	3	n/a	n/a
2018	Mar 29, 2019	$125M	$125M	14	8	3	n/a	n/a
2017	Mar 29, 2018	$141M	$141M	14	8	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	1	0	0	2	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$261M	$220M	18.3%	$271M	-1.3%	11	12	3	4

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
ETICO WEALTH MANAGEMENT LLC	2	Jan 24, 2018	Apr 27, 2018	SARATOGA SPRINGS, NY	Team lift out	Other	25.0%

Relationships

Registered with (8)

← THOMAS PETER SCHNEIDERAdvisorregistration: current employment
Sep 11, 2026 to presentfactForm ADV
← PATRICK DOMENIC COTNERAdvisorregistration: current employment
Sep 9, 2026 to presentfactForm ADV
← Yisroel Moshe HochmanAdvisorregistration: current employment
Feb 17, 2026 to presentfactForm ADV
← Mei Wang DavidsonAdvisorregistration: current employment
Jun 13, 2025 to presentfactForm ADV
← MAURO W CALDERONAdvisorregistration: current employment
Sep 4, 2024 to presentfactForm ADV
← Manuel NMN ChoyAdvisorregistration: previous registration
Apr 27, 2018 to Feb 25, 2022factForm ADV
← WILLIAM PAUL GAMELLOAdvisorregistration: previous registration
Apr 25, 2018 to Jan 12, 2022factForm ADV
← DENIS PATRICK O'LEARYAdvisorregistration: previous registration
May 9, 2018 to Oct 3, 2018factForm ADV

Affiliated with (2)

← LISANTI CAPITAL GROWTH LLCRegistered adviserother investment adviser
factForm ADV
→ LISANTI CAPITAL GROWTH LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (4)

← GROSSMAN, GLENN, ANDREWOwnerMANAGING MEMBER, ownership code C, individual
Oct 17, 2017 to May 29, 2024factForm ADV
← GROSSMAN, ELLIOT, SOwnerMANAGING DIRECTOR, ownership code NA, individual
Oct 17, 2017 to May 29, 2024factForm ADV
← GIORGIO, ANTHONY, JOSEPHOwnerCHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER, ownership code NA, individual
Aug 7, 2023 to May 29, 2024factForm ADV
← DINOSAUR GROUP HOLDINGS, LLCOwnerOWNER, ownership code E, domestic entity
Mar 26, 2020 to May 29, 2024factForm ADV

Moved with (1)

← ETICO WEALTH MANAGEMENT LLCRegistered adviser2 advisors, team lift out, same day
Jan 24, 2018 to Apr 27, 2018factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 31, 2025
Regulatory AUM changed
Dcm Advisors, Llc reported RAUM $220.1M, down 37% from $349.8M (2024-05-29 to 2025-03-31)
Form ADVobserved 4 days ago
$-130M
Occurred
Dec 13, 2023
Control person left
Reuben Marc Rappaport (Chief Executive Officer) no longer on Schedule A of Dcm Advisors, Llc (listed 2023-10-16, absent 2023-12-13)
Form ADVobserved 4 days ago
Occurred
Aug 7, 2023
Control person joined
Joseph Anthony Giorgio (Chief Compliance Officer) appeared on Schedule A of Dcm Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Mar 31, 2023
Regulatory AUM changed
Dcm Advisors, Llc reported RAUM $271.2M, down 33% from $406.6M (2023-01-25 to 2023-03-31)
Form ADVobserved 4 days ago
$-135M
Occurred
Sep 12, 2022
Control person joined
S Elliot Grossman (Managing Director) appeared on Schedule A of Dcm Advisors, Llc
Form ADVobserved 4 days ago
Occurred
May 20, 2022
Control person left
Edward Steven Collopy (Chief Operating Officer / Chief Compliance Officer) no longer on Schedule A of Dcm Advisors, Llc (listed 2022-03-30, absent 2022-05-20)
Form ADVobserved 4 days ago
Occurred
Mar 30, 2022
Regulatory AUM changed
Dcm Advisors, Llc reported RAUM $406.6M, up 58% from $256.8M (2021-10-01 to 2022-03-30)
Form ADVobserved 4 days ago
$150M
Occurred
Mar 30, 2022
Control person left
Herbert Steven Roseman (President Of Wealth Advisory) no longer on Schedule A of Dcm Advisors, Llc (listed 2021-10-01, absent 2022-03-30)
Form ADVobserved 4 days ago
Occurred
Feb 25, 2022
Advisor changed firm
Manuel Nmn Choy left Dcm Advisors, Llc for Wpm Wealth Advisors Llc (registered 2021-10-12)
Form ADVobserved 4 days ago
Occurred
Jan 12, 2022
Advisor changed firm
William Paul Gamello left Dcm Advisors, Llc for Wpm Wealth Advisors Llc (registered 2021-10-13)
Form ADVobserved 4 days ago
Occurred
Mar 18, 2021
Regulatory AUM changed
Dcm Advisors, Llc reported RAUM $256.8M, up 93% from $133.3M (2020-06-30 to 2021-03-18)
Form ADVobserved 4 days ago
$123M
Occurred
Sep 4, 2019
Control person left
Paul William Hodge (Chief Compliance Officer) no longer on Schedule A of Dcm Advisors, Llc (listed 2019-06-20, absent 2019-09-04)
Form ADVobserved 4 days ago
Occurred
Jun 20, 2019
Control person left
Michael Andrew Greenstein (Acting Ceo) no longer on Schedule A of Dcm Advisors, Llc (listed 2019-03-29, absent 2019-06-20)
Form ADVobserved 4 days ago
Occurred
Jun 20, 2019
Control person joined
Reuben Marc Rappaport (Chief Executive Officer) appeared on Schedule A of Dcm Advisors, Llc
Form ADVobserved 4 days ago
Occurred
Oct 17, 2017
First Form ADV filing
Dinosaur Capital Management Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Show 1 bookkeeping events

Occurred
Oct 16, 2023
Dcm Advisors, Llc reported 7 offices beyond its principal office, up from 0 (2023-08-08 to 2023-10-16)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5dcf6bf4-bb4b-d88d-ec4e-ec0d4ea68669
First observed: Oct 17, 2017
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DCM ADVISORS, LLC

CRD 126248

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5dcf6bf4-bb4b-d88d-ec4e-ec0d4ea68669

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:33 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

MAURO W CALDERON

Chartered Financial Analyst

NEW YORK, NY

n/a

yes

Mei Wang Davidson

n/a

NEW YORK, NY

yes

Yisroel Moshe Hochman

n/a

Efrat | NEW YORK, NY

n/a

PATRICK DOMENIC COTNER

n/a

NEW YORK, NY

n/a

yes

THOMAS PETER SCHNEIDER

n/a

Fairfield, CT | NEW YORK, NY

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DINOSAUR GROUP HOLDINGS, LLC

Owner

yes

01/2007

Mar 26, 2020

May 29, 2024

GIORGIO, ANTHONY, JOSEPH

CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER

yes

08/2023

Aug 7, 2023

May 29, 2024

GROSSMAN, ELLIOT, S

MANAGING DIRECTOR

yes

04/2022

Oct 17, 2017

May 29, 2024

GROSSMAN, GLENN, ANDREW

MANAGING MEMBER

yes

01/2007

Oct 17, 2017

May 29, 2024

GROSSMAN, GLENN, ANDREW

CHIEF EXECUTIVE OFFICER, MANAGING MEMBER

yes

08/2011

Oct 17, 2017

May 29, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LISANTI CAPITAL GROWTH LLC

n/a

Institutional manager

$432M

yes

n/a

DINOSAUR FINANCIAL GROUP, L.L.C

n/a

yes

n/a

DINOSAUR MERCHANT BANK, LTD.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$261M

n/a

2024

Mar 31, 2025

$220M

n/a

2023

Mar 29, 2024

$350M

n/a

2022

Mar 31, 2023

$271M

n/a

2021

Mar 30, 2022

$407M

n/a

2020

Mar 18, 2021

$257M

n/a

2019

Mar 26, 2020

$133M

n/a

2018

Mar 29, 2019

$125M

n/a

2017

Mar 29, 2018

$141M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$261M

$220M

18.3%

$271M

-1.3%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

ETICO WEALTH MANAGEMENT LLC

Jan 24, 2018

Apr 27, 2018

SARATOGA SPRINGS, NY

Team lift out

Other

25.0%