DFX Intelligence

W•••••• P••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor39 years in industry

W•••••• P••• G••••••

Advisor at W•• W••••• A••••••• L••

Saratoga Springs, NY | SARATOGA SPRINGS, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e6cff541-d1a6-286d-a888-fc7aaa5eb048

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 1, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•• W••••• A••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 18, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•• W••••• A••••••• L••	Independent wealth	Oct 13, 2021	n/a	yes	SARATOGA SPRINGS, NY\|Saratoga Springs, NY	Current employment
D•• A•••••••• L••	Other adviser	Apr 25, 2018	Jan 12, 2022	no	Valatie, NY\|NEW YORK, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•• A•••••••• L••	W•• W••••• A••••••• L••	Jan 12, 2022	Oct 13, 2021	-91	Firm change after gap	RIA to new firm
E•••• W••••• M••••••••• L••	D•• A•••••••• L••	Jan 24, 2018	Apr 25, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
151046:126248:NY:2018-01-24	Jan 24, 2018	Apr 25, 2018	SARATOGA SPRINGS, NY	Firm change

Relationships

Registered with (4)

→ W•• W••••• A••••••• L••Registered adviserregistration: current employment
Oct 13, 2021 to presentfactForm ADV
→ D•• A•••••••• L••Registered adviserregistration: previous registration
Apr 25, 2018 to Jan 12, 2022factForm ADV
→ E•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 1, 2015 to Jan 24, 2018factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

Occurred
Jan 12, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e6cff541-d1a6-286d-a888-fc7aaa5eb048
First observed: Mar 1, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.