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RIA / WealthAdvisor26 years in industry

MALCOLM BRADLEY CAIN

Advisor at ASSET GROWTH ASSOCIATES WEALTH ADVISORS

BEAUMONT, TX | Tyler, TX

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 0
Observed: Dec 19, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ASSET GROWTH ASSOCIATES WEALTH ADVISORS
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 18, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 10
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Nov 18, 1999
First registration: Dec 19, 2005
Dual registered: no
Other names: BRAD CAIN|MALCOLM BRADLEY CAIN|MALCOLM BRADLEY CAIN
IAPD individual key: 3028601

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ASSET GROWTH ASSOCIATES WEALTH ADVISORS	State registered	Jun 29, 2026	n/a	yes	Tyler, TX\|BEAUMONT, TX	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	Aug 18, 2026	no	LINDALE, TX\|TYLER, TX	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Jan 8, 2018	Jun 29, 2023	no	TYLER, TX\|TULSA, OK\|TYLER, TX	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Apr 5, 2017	Dec 31, 2017	no	TULSA, OK\|LINDALE, TX\|LINDALE, TX	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	May 7, 2015	Jan 11, 2017	no	TYLER, TX	Previous registration
CAPITAL ONE ADVISORS, LLC	Former SEC adviser	Jan 28, 2015	Apr 28, 2015	no	SEATTLE, WA	Previous registration
CAPITAL ONE FINANCIAL ADVISORS LLC	n/a	Feb 18, 2014	Jan 28, 2015	no	MELVILLE, NY	Previous registration
INVESTMENT PROFESSIONALS, INC.	Former SEC adviser	Sep 10, 2012	Feb 18, 2014	no	SAN ANTONIO, TX\|TYLER, TX	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jun 25, 2008	Sep 4, 2012	no	TYLER, TX\|TYLER, TX\|TYLER, TX\|TYLER, TX\|TYLER, TX\|TYLER, TX	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	May 16, 2006	Jun 19, 2008	no	FT WORTH, TX\|SOUTHLAKE, TX	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Dec 19, 2005	Jun 19, 2008	no	FORT WORTH, TX\|Southlake, TX\|FORT WORTH, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	ASSET GROWTH ASSOCIATES WEALTH ADVISORS	Aug 18, 2026	Jun 29, 2026	-50	Firm change after gap	Ibd to state RIA
CETERA ADVISOR NETWORKS LLC	CETERA INVESTMENT ADVISERS LLC	Jun 29, 2023	Jun 29, 2023	0	Bulk transfer	Ibd to ibd
CETERA INVESTMENT ADVISERS LLC	CETERA ADVISOR NETWORKS LLC	Jan 11, 2017	Apr 5, 2017	84	Firm change	Other
CAPITAL ONE ADVISORS, LLC	CETERA INVESTMENT ADVISERS LLC	Apr 28, 2015	May 7, 2015	9	Firm change	Other
CAPITAL ONE FINANCIAL ADVISORS LLC	CAPITAL ONE ADVISORS, LLC	Jan 28, 2015	Jan 28, 2015	0	Bulk transfer	Other
INVESTMENT PROFESSIONALS, INC.	CAPITAL ONE FINANCIAL ADVISORS LLC	Feb 18, 2014	Feb 18, 2014	0	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	INVESTMENT PROFESSIONALS, INC.	Sep 4, 2012	Sep 10, 2012	6	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CHASE INVESTMENT SERVICES CORP.	Jun 19, 2008	Jun 25, 2008	6	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jun 19, 2008	May 16, 2006	-765	Channel change	Other

Relationships

Registered with (9)

→ ASSET GROWTH ASSOCIATES WEALTH ADVISORSRegistered adviserregistration: current employment
Jun 29, 2026 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jun 29, 2023 to Aug 18, 2026factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Jan 8, 2018 to Jun 29, 2023factForm ADV
→ CAPITAL ONE ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 28, 2015 to Apr 28, 2015factForm ADV
→ CAPITAL ONE FINANCIAL ADVISORS LLCRegistered adviserregistration: previous registration
Feb 18, 2014 to Jan 28, 2015factForm ADV
→ INVESTMENT PROFESSIONALS, INC.Registered adviserregistration: previous registration
Sep 10, 2012 to Feb 18, 2014factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jun 25, 2008 to Sep 4, 2012factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 16, 2006 to Jun 19, 2008factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Dec 19, 2005 to Jun 19, 2008factForm ADV

Dated events

Occurred
Aug 18, 2026
Advisor changed firm
Malcolm Bradley Cain left Cetera Investment Advisers Llc for Asset Growth Associates Wealth Advisors (registered 2026-06-29)
Form ADVobserved 5 days ago