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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

Stephen Belsanti

Advisor at COMMONWEALTH FINANCIAL NETWORK

Danvers, MA

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Search this name across graphsid dfx:ria:5e118d02-d85f-d46a-4f51-749e61bc6f22

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 11, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMMONWEALTH FINANCIAL NETWORK
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 2, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Mar 2, 2000
First registration: Mar 11, 2013
Dual registered: yes, broker-dealer
Other names: STEPHEN PETER BELSANTI
IAPD individual key: 2492007

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Jun 14, 2023	n/a	yes	Danvers, MA	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Oct 6, 2020	Nov 29, 2021	no	WILBRAHAM, MA	Previous registration
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Jul 17, 2018	Nov 12, 2020	no	Wilbraham, MA	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 2, 2015	Jul 15, 2016	no	HAVERHILL, MA\|LOWELL, MA	Previous registration
Mariner	Independent wealth	Jul 24, 2013	Jul 13, 2016	no	OVERLAND PARK,, KS	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Mar 11, 2013	Jan 2, 2015	no	BOSTON, MA\|LOWELL, MA\|TEWKSBURY, MA\|HAVERHILL, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	COMMONWEALTH FINANCIAL NETWORK	Nov 29, 2021	Jun 14, 2023	562	Firm change after gap	Ibd to ibd
FIRST ALLIED ADVISORY SERVICES, INC.	CETERA INVESTMENT ADVISERS LLC	Nov 12, 2020	Oct 6, 2020	-37	Bulk transfer	Ibd to ibd
MSI FINANCIAL SERVICES, INC.	FIRST ALLIED ADVISORY SERVICES, INC.	Jul 15, 2016	Jul 17, 2018	732	Firm change after gap	Other
Mariner	MSI FINANCIAL SERVICES, INC.	Jul 13, 2016	Jan 2, 2015	-558	Firm change after gap	Other
NEW ENGLAND SECURITIES CORPORATION	Mariner	Jan 2, 2015	Jul 24, 2013	-527	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
615:151664:MA:2015-01-02	Jan 2, 2015	Jul 24, 2013	HAVERHILL, MA	Firm change after gap

Relationships

Registered with (6)

→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: current employment
Jun 14, 2023 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Oct 6, 2020 to Nov 29, 2021factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Jul 17, 2018 to Nov 12, 2020factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 2, 2015 to Jul 15, 2016factForm ADV
→ MARINERRegistered adviserregistration: previous registration
Jul 24, 2013 to Jul 13, 2016factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Mar 11, 2013 to Jan 2, 2015factForm ADV

Dated events

No dated event names this entity yet.