DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Stephen Belsanti
Feed of 09/14/2026
Also filed as Stephen Peter Belsanti
At current firm
3 y
since Jun 14, 2023
In the industry
26 y
since Mar 2, 2000 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Commonwealth Financial Network national BD currentsince Jun 14, 2023 · Danvers, Ma
- Cetera Investment Advisers LLC BD affiliatedOct 6, 2020 to Nov 29, 2021 · Wilbraham, Ma
- First Allied Advisory Services, Inc. formerJul 17, 2018 to Nov 12, 2020 · Wilbraham, Ma
- Msi Financial Services, Inc. formerJan 2, 2015 to Jul 15, 2016 · Haverhill, Ma
- Mariner independent RIAJul 24, 2013 to Jul 13, 2016 · Overland Park,, Ks
- New England Securities Corporation formerMar 11, 2013 to Jan 2, 2015 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- Cetera Investment Advisers LLC to Commonwealth Financial Networkleft Nov 29, 2021, registered Jun 14, 2023 (562 days) · Affiliated broker-dealer or bank to another
- First Allied Advisory Services, Inc. to Cetera Investment Advisers LLCleft Nov 12, 2020, registered Oct 6, 2020 (-37 days) · corporate re-registration, not a move
- Msi Financial Services, Inc. to First Allied Advisory Services, Inc.left Jul 15, 2016, registered Jul 17, 2018 (732 days) · Other
- Mariner to Msi Financial Services, Inc.left Jul 13, 2016, registered Jan 2, 2015 (-558 days) · Other
- New England Securities Corporation to Marinerleft Jan 2, 2015, registered Jul 24, 2013 (-527 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address