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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

ROBBIE L AREND

Advisor at WELLS FARGO ADVISORS

SIOUX FALLS, SD | ST. LOUIS, MO

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Search this name across graphsid dfx:ria:5e26a8df-b0af-3bd2-c5c2-cc802cb63866

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Sep 9, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 9, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: May 15, 2026
First registration: Sep 9, 2003
Dual registered: yes, broker-dealer
Other names: ROBBIE LYNN AREND
IAPD individual key: 4598096

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	May 15, 2026	n/a	yes	ST. LOUIS, MO\|SIOUX FALLS, SD	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 11, 2018	Jul 9, 2018	no	Sioux Falls, SD	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Nov 4, 2014	Jan 20, 2016	no	SIOUX FALLS, SD	Previous registration
FINTEGRA, LLC	Former SEC adviser	Oct 5, 2011	Oct 31, 2012	no	SIOUX FALLS, SD	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	May 15, 2008	Oct 1, 2009	no	ENGLEWOOD, CO\|ENGLEWOOD, CO\|ENGLEWOOD, CO	Previous registration
WELLS FARGO INVESTMENTS, LLC	n/a	Jun 29, 2005	May 14, 2008	no	DENVER, CO\|DENVER, CO	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Sep 9, 2003	Oct 1, 2004	no	COOLIDGE, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	WELLS FARGO ADVISORS	Jul 9, 2018	May 15, 2026	2,867	Firm change after gap	Ibd to wirehouse
FINTEGRA, LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Oct 31, 2012	Nov 4, 2014	734	Firm change after gap	Other
CHARLES SCHWAB & CO., INC.	FINTEGRA, LLC	Oct 1, 2009	Oct 5, 2011	734	Firm change after gap	Other
WELLS FARGO INVESTMENTS, LLC	CHARLES SCHWAB & CO., INC.	May 14, 2008	May 15, 2008	1	Firm change	Other
CETERA INVESTMENT SERVICES LLC	WELLS FARGO INVESTMENTS, LLC	Oct 1, 2004	Jun 29, 2005	271	Firm change	Other

Relationships

Registered with (6)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
May 15, 2026 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jan 11, 2018 to Jul 9, 2018factForm ADV
→ FINTEGRA, LLCRegistered adviserregistration: previous registration
Oct 5, 2011 to Oct 31, 2012factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
May 15, 2008 to Oct 1, 2009factForm ADV
→ WELLS FARGO INVESTMENTS, LLCRegistered adviserregistration: previous registration
Jun 29, 2005 to May 14, 2008factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Sep 9, 2003 to Oct 1, 2004factForm ADV

Dated events

No dated event names this entity yet.