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Registered advisor
R••••• L• A••••
Feed of 09/14/2026
Also filed as R••••• Lynn A••••
At current firm
0 y
since May 15, 2026
In the industry
23 y
since Sep 9, 2003 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince May 15, 2026 · St. Louis, Mo
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 11, 2018 to Jul 9, 2018 · Sioux Falls, Sd
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedNov 4, 2014 to Jan 20, 2016 · Sioux Falls, Sd
- F•••••••• L•• formerOct 5, 2011 to Oct 31, 2012 · Sioux Falls, Sd
- C•••••• S••••• • C••• I••• national BDMay 15, 2008 to Oct 1, 2009 · Englewood, Co
- W•••• F•••• I••••••••• L•• unclassifiedJun 29, 2005 to May 14, 2008 · Denver, Co
- C••••• I••••••••• S••••••• L•• formerSep 9, 2003 to Oct 1, 2004 · Coolidge, Az
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to W•••• F•••• A•••••••left Jul 9, 2018, registered May 15, 2026 (2867 days) · Affiliated broker-dealer or bank to wirehouse
- F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 31, 2012, registered Nov 4, 2014 (734 days) · Other
- C•••••• S••••• • C••• I••• to F•••••••• L••left Oct 1, 2009, registered Oct 5, 2011 (734 days) · Other
- W•••• F•••• I••••••••• L•• to C•••••• S••••• • C••• I•••left May 14, 2008, registered May 15, 2008 (1 days) · Other
- C••••• I••••••••• S••••••• L•• to W•••• F•••• I••••••••• L••left Oct 1, 2004, registered Jun 29, 2005 (271 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address