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D•••••• P• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

D•••••• P• G•••••••

Advisor at F••••••• S••••••••• I•••

NEW YORK, NY | New York, NY

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Search this name across graphsid dfx:ria:5e3add1b-6ecb-5fc3-6a7d-34247742c096

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Nov 1, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••• S••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 17, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••• S••••••••• I•••	Independent wealth	Jan 7, 2025	n/a	yes	New York, NY\|NEW YORK, NY	Current employment
V••••••••• A••••••• S•••••••	Bd affiliated wealth	Mar 21, 2022	Aug 1, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• P•••••••• R••••• C•••	F••••••• S••••••••• I•••	Aug 1, 2023	Jan 7, 2025	525	Firm change after gap	RIA to RIA
V••••••••• A••••••• S•••••••	C••••••••• P•••••••• R••••• C•••	Aug 1, 2023

Relationships

Registered with (7)

→ F••••••• S••••••••• I•••Registered adviserregistration: current employment
Jan 7, 2025 to presentfactForm ADV
→ C••••••••• P•••••••• R••••• C•••Registered adviserregistration: previous registration
Mar 21, 2022 to Aug 1, 2023factForm ADV
→ V••••••••• A••••••• S•••••••Registered adviserregistration: previous registration
Mar 21, 2022 to Aug 1, 2023factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Aug 1, 2023
Advisor changed firm
D•••••• P• G••••••• left V••••••••• A••••••• S••••••• for F••••••• S••••••••• I••• (registered 2025-01-07)
Form ADVobserved 7 days ago
Occurred
Aug 1, 2023
Advisor changed firm
D•••••• P• G••••••• left C••••••••• P•••••••• R••••• C••• for V••••••••• A••••••• S••••••• (registered 2022-03-21)
Form ADVobserved 7 days ago
Occurred
Apr 1, 2022
Advisor changed firm
D•••••• P• G••••••• left L•• F•••••••• L•• for C••••••••• P•••••••• R••••• C••• (registered 2022-03-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5e3add1b-6ecb-5fc3-6a7d-34247742c096
First observed: Nov 1, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.