DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Douglas P Geraghty
Certified Financial Planner
Feed of 09/15/2026
Also filed as Douglas Paul Geraghty
At current firm
1 y
since Jan 7, 2025
In the industry
14 y
since Sep 17, 2012 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
3
dated events on this person
Registration history
IAPD current and previous registrations
- Flagstar Securities, Inc. independent RIA currentsince Jan 7, 2025 · New York, Ny
- Consolidated Portfolio Review Corp independent RIAMar 21, 2022 to Aug 1, 2023 · Woodbury, Ny
- Vanderbilt Advisory Services BD affiliatedMar 21, 2022 to Aug 1, 2023 · Woodbury, Ny
- LPL Financial LLC BD affiliatedSep 12, 2018 to Apr 1, 2022 · Yonkers, Ny
- Capital One Advisors, LLC formerOct 10, 2016 to Sep 7, 2018 · Wilmington, De
- Commonwealth Financial Network national BDMay 27, 2014 to Sep 22, 2016 · Waltham, Ma
- Capital One Financial Advisors LLC unclassifiedNov 1, 2013 to May 16, 2014 · Melville, Ny
Moves
a registration end followed by a registration begin elsewhere
- Consolidated Portfolio Review Corp to Flagstar Securities, Inc.left Aug 1, 2023, registered Jan 7, 2025 (525 days) · RIA to RIA
- Vanderbilt Advisory Services to Consolidated Portfolio Review Corpleft Aug 1, 2023, registered Mar 21, 2022 (-498 days) · Affiliated broker-dealer or bank to independent RIA
- LPL Financial LLC to Vanderbilt Advisory Servicesleft Apr 1, 2022, registered Mar 21, 2022 (-11 days) · RIA to affiliated broker-dealer or bank
- Capital One Advisors, LLC to LPL Financial LLCleft Sep 7, 2018, registered Sep 12, 2018 (5 days) · Affiliated broker-dealer or bank to independent RIA
- Commonwealth Financial Network to Capital One Advisors, LLCleft Sep 22, 2016, registered Oct 10, 2016 (18 days) · Other
- Capital One Financial Advisors LLC to Commonwealth Financial Networkleft May 16, 2014, registered May 27, 2014 (11 days) · Other
Signals
- Douglas P Geraghty left Vanderbilt Advisory Services for Flagstar Securities, Inc. (registered 2025-01-07)Aug 1, 2023 · Advisor changed firm · fact
- Douglas P Geraghty left Consolidated Portfolio Review Corp for Vanderbilt Advisory Services (registered 2022-03-21)Aug 1, 2023 · Advisor changed firm · fact
- Douglas P Geraghty left Lpl Financial Llc for Consolidated Portfolio Review Corp (registered 2022-03-21)Apr 1, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address