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J•••• S••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

J•••• S••••••••

Advisor at J••• M••••• S••••••••• L••

New York, NY | Seattle, WA

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Search this name across graphsid dfx:ria:5e4a7449-9a06-168b-4302-701a8b5290ad

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Jul 26, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 26, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Jul 21, 2026	n/a	yes	New York, NY\|Seattle, WA	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Jan 24, 2025	Apr 2, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	J••• M••••• S••••••••• L••	Apr 2, 2025	Jul 21, 2026	475	Firm change after gap	Ibd to wirehouse
O•••• F•• I•••	O•••• W•••••• I•••	Jan 24, 2025

Relationships

Registered with (9)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Jul 21, 2026 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Jan 24, 2025 to Apr 2, 2025factForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Feb 7, 2023 to Jan 24, 2025factForm ADV
→ O•••• P•••••••• S••••••••• L••

Dated events

Occurred
Apr 2, 2025
Advisor changed firm
J•••• S•••••••• left O•••• W•••••• I••• for J••• M••••• S••••••••• L•• (registered 2026-07-21)
Form ADVobserved 7 days ago
Occurred
Sep 1, 2022
Advisor changed firm
J•••• S•••••••• left O•••• P•••••••• S••••••••• L•• for O•••• F•• I••• (registered 2023-02-07)
Form ADVobserved 7 days ago
Occurred
Apr 13, 2022
Advisor changed firm
J•••• S•••••••• left T••••••• I••••••••• M••••••••• I••• for O•••• P•••••••• S••••••••• L•• (registered 2022-04-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5e4a7449-9a06-168b-4302-701a8b5290ad
First observed: Jul 26, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.