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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WAYNE, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 2, 2015 | n/a | yes | WAYNE, PA | Current employment |
| WEST CAPITAL MANAGEMENT, INC. | Former SEC adviser | Jul 22, 2014 | Sep 24, 2015 | no | PHILADELPHIA, PA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 21, 2008 | Apr 22, 2013 | no | PENNINGTON, NJ|NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WEST CAPITAL MANAGEMENT, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Sep 24, 2015 | Oct 2, 2015 | 8 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WEST CAPITAL MANAGEMENT, INC. | Apr 22, 2013 | Jul 22, 2014 | 456 | Firm change after gap | Other |