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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

WEST CAPITAL MANAGEMENT, INC.

CRD 110572

PHILADELPHIA, PA

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Search this name across graphsid dfx:ria:e884e5db-d3ad-4abe-8232-a80f78f886bf

Data as of Mar 31, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Mar 31, 2016
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $651MItem 5.F on the latest filing (2016-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $650M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 17
Advisory employees: 13
Accounts: 1,647
SEC number: 801-55880
CRD: 110572
Filings on the tape: 9
First filed: Mar 30, 2012
Latest filed: Mar 31, 2016
Organised: Corporation, Pennsylvania

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CZAPLICKI, DANE, FRANCIS	DIRECTOR OF RESEARCH	Na	yes	06/2008	Mar 30, 2012	Mar 31, 2016
TOPOLEWSKI, CHRISTOPHER, JOSEPH	CHIEF COMPLIANCE OFFICER	B	yes	03/2009	Mar 30, 2012	Mar 31, 2016
WEST, MATTHEW, EDWARD	CHIEF EXECUTIVE OFFICER	E	yes	02/1994	Mar 30, 2012	Mar 31, 2016

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LONG SHORT ADVISORS, LLC	n/a	Asset manager	$154M	N	yes	n/a
INFINITY FINANCIAL GROUP	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 31, 2016	$651M	$650M	17	13	n/a	n/a	n/a
2014	Mar 26, 2015	$602M	$531M	15	11	n/a	n/a	n/a
2013	Mar 31, 2014	$533M	$461M	13	11	n/a	n/a	n/a
2012	Mar 27, 2013	$527M	$383M	12	10	n/a	n/a	n/a
2011	Mar 30, 2012	$480M	$323M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$651M	$602M	8.1%	$527M	7.4%	17	15	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
BRYN MAWR TRUST ADVISORS, LLC	10	Mar 30, 2017	Oct 18, 2016	PHILADELPHIA, PA	Firm absorbed	Other	100.0%

Relationships

Affiliated with (1)

→ LONG SHORT ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (3)

← WEST, MATTHEW, EDWARDOwnerCHIEF EXECUTIVE OFFICER, ownership code E, individual
Mar 30, 2012 to presentfactForm ADV
← CZAPLICKI, DANE, FRANCISOwnerDIRECTOR OF RESEARCH, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← TOPOLEWSKI, CHRISTOPHER, JOSEPHOwnerCHIEF COMPLIANCE OFFICER, ownership code B, individual
Mar 30, 2012 to presentfactForm ADV

Registered with (13)

← JOSEPH JOHN DIMAIOAdvisorregistration: previous registration
Oct 30, 2002 to Mar 30, 2017factForm ADV
← MATTHEW EDWARD WESTAdvisorregistration: previous registration
Nov 15, 1994 to Mar 30, 2017factForm ADV
← DANE FRANCIS CZAPLICKIAdvisorregistration: previous registration
Aug 29, 2007 to Mar 30, 2017factForm ADV
← CHRISTOPHER JOSEPH TOPOLEWSKIAdvisorregistration: previous registration
Jul 8, 2002 to Mar 30, 2017factForm ADV
← TIMOTHY MICHAEL MACARAKAdvisorregistration: previous registration
Sep 24, 2015 to Mar 30, 2017factForm ADV
← ERIK WILLIAM O'NEALAdvisorregistration: previous registration
Jun 23, 2014 to Mar 30, 2017factForm ADV
← ERIK ROBERT HICKMANAdvisorregistration: previous registration
May 26, 2011 to Mar 30, 2017factForm ADV
← ANDREW BLAKE SACHAISAdvisorregistration: previous registration
Sep 1, 2016 to Mar 30, 2017factForm ADV
← MARK WILLIAM FELDSERAdvisorregistration: previous registration
Jul 3, 2014 to Mar 30, 2017factForm ADV
← JAMES C KELLYAdvisorregistration: previous registration
Jan 15, 2015 to Mar 30, 2017factForm ADV
← JAMES IAN TOTHAdvisorregistration: previous registration
Jul 22, 2014 to Sep 24, 2015factForm ADV
← KEVIN JAMES GALVINAdvisorregistration: previous registration
Sep 17, 2010 to Jan 27, 2015factForm ADV
← KARA E SCHRANKAdvisorregistration: previous registration
Jul 20, 2011 to Jun 17, 2013factForm ADV

Moved with (1)

→ BRYN MAWR TRUST ADVISORS, LLCRegistered adviser10 advisors, firm absorbed, same day
Mar 30, 2017 to Oct 18, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:e884e5db-d3ad-4abe-8232-a80f78f886bf
First observed: Mar 30, 2012
Last observed: Mar 31, 2016 127 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WEST CAPITAL MANAGEMENT, INC.

CRD 110572

PHILADELPHIA, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:e884e5db-d3ad-4abe-8232-a80f78f886bf

Data as of Mar 31, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:03 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CZAPLICKI, DANE, FRANCIS

DIRECTOR OF RESEARCH

yes

06/2008

Mar 30, 2012

Mar 31, 2016

TOPOLEWSKI, CHRISTOPHER, JOSEPH

CHIEF COMPLIANCE OFFICER

yes

03/2009

Mar 30, 2012

Mar 31, 2016

WEST, MATTHEW, EDWARD

CHIEF EXECUTIVE OFFICER

yes

02/1994

Mar 30, 2012

Mar 31, 2016

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LONG SHORT ADVISORS, LLC

n/a

Asset manager

$154M

yes

n/a

INFINITY FINANCIAL GROUP

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 31, 2016

$651M

$650M

n/a

2014

Mar 26, 2015

$602M

$531M

n/a

2013

Mar 31, 2014

$533M

$461M

n/a

2012

Mar 27, 2013

$527M

$383M

n/a

2011

Mar 30, 2012

$480M

$323M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$651M

$602M

8.1%

$527M

7.4%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

BRYN MAWR TRUST ADVISORS, LLC

Mar 30, 2017

Oct 18, 2016

PHILADELPHIA, PA

Firm absorbed

Other

100.0%