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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Boca Raton, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Feb 12, 2026 | n/a | yes | Boca Raton, FL | Current employment |
| ADVISORS ASSET MANAGEMENT, INC. | Mixed wealth | Sep 11, 2025 | Feb 5, 2026 | no | Boca Raton, FL | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Jun 20, 2022 | Jul 9, 2025 | no | FT LAUDERDALE, FL | Previous registration |
| ADVISORS ASSET MANAGEMENT, INC. | Mixed wealth | Jan 8, 2019 | May 31, 2022 | no | Boca Raton, FL | Previous registration |
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | May 30, 2018 | Dec 26, 2018 | no | Boca Raton, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Nov 13, 2014 | Oct 5, 2015 | no | BOCA RATON, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ADVISORS ASSET MANAGEMENT, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Feb 5, 2026 | Feb 12, 2026 | 7 | Firm change | RIA to ibd |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | ADVISORS ASSET MANAGEMENT, INC. | Jul 9, 2025 | Sep 11, 2025 | 64 | Firm change | Other |
| ADVISORS ASSET MANAGEMENT, INC. | NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | May 31, 2022 | Jun 20, 2022 | 20 | Firm change | Other |
| TRUIST ADVISORY SERVICES, INC. | ADVISORS ASSET MANAGEMENT, INC. | Dec 26, 2018 | Jan 8, 2019 | 13 | Firm change | Ibd to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | TRUIST ADVISORY SERVICES, INC. | Oct 5, 2015 | May 30, 2018 | 968 | Firm change after gap | Wirehouse to ibd |