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Advisor at WELLS FARGO ADVISORS
PITTSBURGH, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Apr 5, 2023 | n/a | yes | PITTSBURGH, PA | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 23, 2016 | Apr 21, 2023 | no | Pittsburgh, PA | Previous registration |
| DUNMOYLE CAPITAL ADVISORS, LLC | Former SEC adviser | Feb 25, 2011 | May 9, 2016 | no | PITTSBURGH, PA | Previous registration |
| BPU INVESTMENT MANAGEMENT, INC. | Former SEC adviser | Mar 11, 2009 | Jul 20, 2010 | no | PITTSBURGH, PA|PITTSBURGH, PA | Previous registration |
| PARAGON WEALTH MANAGEMENT, LLC | n/a | Feb 24, 2006 | Feb 13, 2009 | no | PITTSBURGH, PA | Previous registration |
| PROVIDENT WEALTH MANAGEMENT, LLC | Independent wealth | Feb 26, 2004 | Sep 10, 2007 | no | SEWICKLEY, PA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 8, 2001 | Mar 10, 2004 | no | PITTSBURGH, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | WELLS FARGO ADVISORS | Apr 21, 2023 | Apr 5, 2023 | -16 | Firm change | Wirehouse to wirehouse |
| DUNMOYLE CAPITAL ADVISORS, LLC | MORGAN STANLEY | May 9, 2016 | Jun 23, 2016 | 45 | Firm change | Other |
| BPU INVESTMENT MANAGEMENT, INC. | DUNMOYLE CAPITAL ADVISORS, LLC | Jul 20, 2010 | Feb 25, 2011 | 220 | Firm change | Other |
| PARAGON WEALTH MANAGEMENT, LLC | BPU INVESTMENT MANAGEMENT, INC. | Feb 13, 2009 | Mar 11, 2009 | 26 | Firm change | Other |
| PROVIDENT WEALTH MANAGEMENT, LLC | PARAGON WEALTH MANAGEMENT, LLC | Sep 10, 2007 | Feb 24, 2006 | -563 | Firm change after gap | Other |
| UBS FINANCIAL SERVICES INC. | PROVIDENT WEALTH MANAGEMENT, LLC | Mar 10, 2004 | Feb 26, 2004 | -13 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:19616:PA:2023-04-21 | Apr 21, 2023 | Apr 5, 2023 | PITTSBURGH, PA | Firm change |