RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• S•••••• B•••••
- W•••• F•••• A••••••• wirehouse currentsince Apr 5, 2023 · Pittsburgh, Pa
- M••••• S•••••• wirehouseJun 23, 2016 to Apr 21, 2023 · Pittsburgh, Pa
- D••••••• C•••••• A•••••••• L•• formerFeb 25, 2011 to May 9, 2016 · Pittsburgh, Pa
- B•• I••••••••• M••••••••• I••• formerMar 11, 2009 to Jul 20, 2010 · Pittsburgh, Pa
- P•••••• W••••• M••••••••• L•• unclassifiedFeb 24, 2006 to Feb 13, 2009 · Pittsburgh, Pa
- P•••••••• W••••• M••••••••• L•• independent RIAFeb 26, 2004 to Sep 10, 2007 · Sewickley, Pa
- U•• F•••••••• S••••••• I••• wirehouseJun 8, 2001 to Mar 10, 2004 · Pittsburgh, Pa
- M••••• S•••••• to W•••• F•••• A•••••••left Apr 21, 2023, registered Apr 5, 2023 (-16 days) · Wirehouse to wirehouse · moved with a team
- D••••••• C•••••• A•••••••• L•• to M••••• S••••••left May 9, 2016, registered Jun 23, 2016 (45 days) · Other
- B•• I••••••••• M••••••••• I••• to D••••••• C•••••• A•••••••• L••left Jul 20, 2010, registered Feb 25, 2011 (220 days) · Other
- P•••••• W••••• M••••••••• L•• to B•• I••••••••• M••••••••• I•••left Feb 13, 2009, registered Mar 11, 2009 (26 days) · Other
- P•••••••• W••••• M••••••••• L•• to P•••••• W••••• M••••••••• L••left Sep 10, 2007, registered Feb 24, 2006 (-563 days) · Other
- U•• F•••••••• S••••••• I••• to P•••••••• W••••• M••••••••• L••left Mar 10, 2004, registered Feb 26, 2004 (-13 days) · Other
- R••••• S•••••• B••••• left M••••• S•••••• for W•••• F•••• A••••••• (registered 2023-04-05)Apr 21, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address