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RIA / WealthAdvisorCertified Financial Planner12 years in industry

ALEXANDER COATS

Advisor at HARPER FINANCIAL STRATEGIES, LLC

LAWRENCE, KS | Tempe, AZ

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Search this name across graphsid dfx:ria:5e9ba0b2-e471-5264-3ff0-83a79fef7ff4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 1:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 4
On other graphs: 0
Observed: Dec 13, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HARPER FINANCIAL STRATEGIES, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 25, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66|S63|S65
First exam: Aug 25, 2014
First registration: Dec 13, 2017
Dual registered: no
Other names: ALEX COATS|ALEXANDER COATS
IAPD individual key: 6369259

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HARPER FINANCIAL STRATEGIES, LLC	State registered	Jun 1, 2026	n/a	yes	LAWRENCE, KS\|Tempe, AZ	Current employment
ATLAS WEALTH MANAGEMENT, LLC	State registered	Mar 5, 2026	Jun 30, 2026	no	CAVE CREEK, AZ	Previous registration
ROBERT W. BAIRD & CO. INCORPORATED	Mixed wealth	Oct 3, 2025	Jan 14, 2026	no	Scottsdale, AZ	Previous registration
WT WEALTH MANAGEMENT, LLC	Independent wealth	May 5, 2025	Sep 8, 2025	no	SCOTTSDALE, AZ	Previous registration
EDELMAN FINANCIAL ENGINES	Independent wealth	Jan 21, 2020	Mar 21, 2025	no	PHOENIX, AZ	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jun 11, 2019	Nov 4, 2019	no	SCOTTSDALE, AZ	Previous registration
VOYA INVESTMENT MANAGEMENT CO. LLC	Asset manager	Dec 13, 2017	May 31, 2019	no	Scottsdale, AZ\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ATLAS WEALTH MANAGEMENT, LLC	HARPER FINANCIAL STRATEGIES, LLC	Jun 30, 2026	Jun 1, 2026	-29	Firm change	Other
ROBERT W. BAIRD & CO. INCORPORATED	ATLAS WEALTH MANAGEMENT, LLC	Jan 14, 2026	Mar 5, 2026	50	Firm change	RIA to state RIA
WT WEALTH MANAGEMENT, LLC	ROBERT W. BAIRD & CO. INCORPORATED	Sep 8, 2025	Oct 3, 2025	25	Firm change	RIA to RIA
EDELMAN FINANCIAL ENGINES	WT WEALTH MANAGEMENT, LLC	Mar 21, 2025	May 5, 2025	45	Firm change	RIA to RIA
AMERIPRISE FINANCIAL SERVICES, LLC	EDELMAN FINANCIAL ENGINES	Nov 4, 2019	Jan 21, 2020	78	Firm change	Ibd to RIA
VOYA INVESTMENT MANAGEMENT CO. LLC	AMERIPRISE FINANCIAL SERVICES, LLC	May 31, 2019	Jun 11, 2019	11	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
106494:6363:NY:2019-05-17	May 31, 2019	Jun 11, 2019	NEW YORK, NY	Firm change

Relationships

Registered with (7)

→ HARPER FINANCIAL STRATEGIES, LLCRegistered adviserregistration: current employment
Jun 1, 2026 to presentfactForm ADV
→ ATLAS WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 5, 2026 to Jun 30, 2026factForm ADV
→ ROBERT W. BAIRD & CO. INCORPORATEDRegistered adviserregistration: previous registration
Oct 3, 2025 to Jan 14, 2026factForm ADV
→ WT WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 5, 2025 to Sep 8, 2025factForm ADV
→ EDELMAN FINANCIAL ENGINESRegistered adviserregistration: previous registration
Jan 21, 2020 to Mar 21, 2025factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jun 11, 2019 to Nov 4, 2019factForm ADV
→ VOYA INVESTMENT MANAGEMENT CO. LLCRegistered adviserregistration: previous registration
Dec 13, 2017 to May 31, 2019factForm ADV

Dated events

Occurred
Jun 30, 2026
Advisor changed firm
Alexander Coats left Atlas Wealth Management, Llc for Harper Financial Strategies, Llc (registered 2026-06-01)
Form ADVobserved 5 days ago
Occurred
Jan 14, 2026
Advisor changed firm
Alexander Coats left Robert W. Baird & Co. Incorporated for Atlas Wealth Management, Llc (registered 2026-03-05)
Form ADVobserved 5 days ago
Occurred
Sep 8, 2025
Advisor changed firm
Alexander Coats left Wt Wealth Management, Llc for Robert W. Baird & Co. Incorporated (registered 2025-10-03)
Form ADVobserved 5 days ago
Occurred
Mar 21, 2025
Advisor changed firm
Alexander Coats left Edelman Financial Engines for Wt Wealth Management, Llc (registered 2025-05-05)
Form ADVobserved 5 days ago