DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Alexander Coats

Harper Financial Strategies, LLCstate registeredLawrence, Ks IA-onlyIAPD 6369259

Certified Financial Planner

Feed of 09/14/2026

Also filed as Alex Coats

At current firm

0 y

since Jun 1, 2026

In the industry

12 y

since Aug 25, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Harper Financial Strategies, LLC state registered current
since Jun 1, 2026 · Lawrence, Ks
Atlas Wealth Management, LLC state registered
Mar 5, 2026 to Jun 30, 2026 · Cave Creek, Az
Robert W. Baird & Co. Incorporated mixed wealth
Oct 3, 2025 to Jan 14, 2026 · Scottsdale, Az
Wt Wealth Management, LLC independent RIA
May 5, 2025 to Sep 8, 2025 · Scottsdale, Az
Edelman Financial Engines independent RIA
Jan 21, 2020 to Mar 21, 2025 · Phoenix, Az
Ameriprise Financial Services, LLC national BD
Jun 11, 2019 to Nov 4, 2019 · Scottsdale, Az
Voya Investment Management Co. LLC asset manager
Dec 13, 2017 to May 31, 2019 · Scottsdale, Az

Moves

a registration end followed by a registration begin elsewhere

Atlas Wealth Management, LLC to Harper Financial Strategies, LLC
left Jun 30, 2026, registered Jun 1, 2026 (-29 days) · Other
Robert W. Baird & Co. Incorporated to Atlas Wealth Management, LLC
left Jan 14, 2026, registered Mar 5, 2026 (50 days) · RIA to a state-registered adviser
Wt Wealth Management, LLC to Robert W. Baird & Co. Incorporated
left Sep 8, 2025, registered Oct 3, 2025 (25 days) · RIA to RIA
Edelman Financial Engines to Wt Wealth Management, LLC
left Mar 21, 2025, registered May 5, 2025 (45 days) · RIA to RIA
Ameriprise Financial Services, LLC to Edelman Financial Engines
left Nov 4, 2019, registered Jan 21, 2020 (78 days) · Affiliated broker-dealer or bank to independent RIA
Voya Investment Management Co. LLC to Ameriprise Financial Services, LLC
left May 31, 2019, registered Jun 11, 2019 (11 days) · Other · moved with a team

Signals

Alexander Coats left Atlas Wealth Management, Llc for Harper Financial Strategies, Llc (registered 2026-06-01)
Jun 30, 2026 · Advisor changed firm · fact
Alexander Coats left Robert W. Baird & Co. Incorporated for Atlas Wealth Management, Llc (registered 2026-03-05)
Jan 14, 2026 · Advisor changed firm · fact
Alexander Coats left Wt Wealth Management, Llc for Robert W. Baird & Co. Incorporated (registered 2025-10-03)
Sep 8, 2025 · Advisor changed firm · fact
Alexander Coats left Edelman Financial Engines for Wt Wealth Management, Llc (registered 2025-05-05)
Mar 21, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address