DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Deron Darryl Swaby

Heirloom Wealth Management LLCindependent RIAGreenwood Village, CoIA-onlyIAPD 6437201

Certified Financial Planner

Feed of 09/14/2026

At current firm

0 y

since Dec 4, 2025

In the industry

11 y

since Jan 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Heirloom Wealth Management LLC independent RIA current
since Dec 4, 2025 · Greenwood Village, Co
Butler Financial Services independent RIA
Apr 7, 2025 to Sep 16, 2025 · Denver, Co
Cetera Investment Advisers LLC BD affiliated
Feb 9, 2024 to Nov 4, 2024 · Boulder, Co
Charles Schwab & Co., Inc. national BD
Dec 12, 2018 to Sep 20, 2023 · Lone Tree, Co

Moves

a registration end followed by a registration begin elsewhere

Butler Financial Services to Heirloom Wealth Management LLC
left Sep 16, 2025, registered Dec 4, 2025 (79 days) · RIA to RIA
Cetera Investment Advisers LLC to Butler Financial Services
left Nov 4, 2024, registered Apr 7, 2025 (154 days) · Affiliated broker-dealer or bank to independent RIA
Charles Schwab & Co., Inc. to Cetera Investment Advisers LLC
left Sep 20, 2023, registered Feb 9, 2024 (142 days) · Affiliated broker-dealer or bank to another

Signals

Deron Darryl Swaby left Butler Financial Services for Heirloom Wealth Management Llc (registered 2025-12-04)
Sep 16, 2025 · Advisor changed firm · fact
Deron Darryl Swaby left Cetera Investment Advisers Llc for Butler Financial Services (registered 2025-04-07)
Nov 4, 2024 · Advisor changed firm · fact
Deron Darryl Swaby left Charles Schwab & Co., Inc. for Cetera Investment Advisers Llc (registered 2024-02-09)
Sep 20, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address