DFX Intelligence

B••••••••• M•••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

B••••••••• M•••• S•••••

Advisor at P••••••••• C•••••• A•••••••

WESTLAKE, OH | Woodridge, NJ

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Search this name across graphsid dfx:ria:5ea8f25d-d14e-4a92-eb5e-0c1843329ef5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Sep 29, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• C•••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 28, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• C•••••• A•••••••	Independent wealth	Jan 9, 2026	n/a	yes	Woodridge, NJ\|WESTLAKE, OH	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Nov 12, 2020	Jan 16, 2026	no	NEW YORK, NY\|BRICK, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	P••••••••• C•••••• A•••••••	Jan 16, 2026	Jan 9, 2026	-7	Firm change	Ibd to RIA
F•••• A••••• A••••••• S•••••••• I•••	C••••• I••••••••• A••••••• L••	Nov 12, 2020	Nov 12, 2020

Relationships

Registered with (6)

→ P••••••••• C•••••• A•••••••Registered adviserregistration: current employment
Jan 9, 2026 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Nov 12, 2020 to Jan 16, 2026factForm ADV
→ F•••• A••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 20, 2016 to Nov 12, 2020factForm ADV
→ G•••••••• W••••• M••••••••• L••

Dated events

Occurred
Jan 16, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5ea8f25d-d14e-4a92-eb5e-0c1843329ef5
First observed: Sep 29, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.