DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Bernadette Marie Strout
Certified Financial Planner
Feed of 09/14/2026
Also filed as Bernadette Strout
At current firm
0 y
since Jan 9, 2026
In the industry
21 y
since Sep 28, 2004 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Prosperity Capital Advisors independent RIA currentsince Jan 9, 2026 · Woodridge, Nj
- Cetera Investment Advisers LLC BD affiliatedNov 12, 2020 to Jan 16, 2026 · New York, Ny
- First Allied Advisory Services, Inc. formerJan 20, 2016 to Nov 12, 2020 · New York, Ny
- Gitterman Wealth Management, LLC formerJan 17, 2012 to Jan 15, 2016 · Edison, Nj
- Ameriprise Financial Services, LLC national BDSep 26, 2008 to Jan 25, 2012 · Red Bank, Nj
- UBS Financial Services Inc. wirehouseSep 29, 2004 to Oct 14, 2008 · Edison, Nj
Moves
a registration end followed by a registration begin elsewhere
- Cetera Investment Advisers LLC to Prosperity Capital Advisorsleft Jan 16, 2026, registered Jan 9, 2026 (-7 days) · Affiliated broker-dealer or bank to independent RIA
- First Allied Advisory Services, Inc. to Cetera Investment Advisers LLCleft Nov 12, 2020, registered Nov 12, 2020 (0 days) · corporate re-registration, not a move
- Gitterman Wealth Management, LLC to First Allied Advisory Services, Inc.left Jan 15, 2016, registered Jan 20, 2016 (5 days) · Other
- Ameriprise Financial Services, LLC to Gitterman Wealth Management, LLCleft Jan 25, 2012, registered Jan 17, 2012 (-8 days) · Other
- UBS Financial Services Inc. to Ameriprise Financial Services, LLCleft Oct 14, 2008, registered Sep 26, 2008 (-18 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- Bernadette Marie Strout left Cetera Investment Advisers Llc for Prosperity Capital Advisors (registered 2026-01-09)Jan 16, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address