DFX Intelligence
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Reading the graph
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Advisor at F•••• C•••••• A••••••• S•••••••
Fort Worth, TX | FORT WORTH, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F•••• C•••••• A••••••• S••••••• | Bd affiliated wealth | Jan 31, 2019 | n/a | yes | FORT WORTH, TX|Fort Worth, TX | Current employment |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Oct 23, 2009 | Sep 18, 2017 | no |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | F•••• C•••••• A••••••• S••••••• | Sep 18, 2017 | Jan 31, 2019 | 500 | Firm change after gap | Wirehouse to ibd |
| B••• O• A•••••• I••••••••• S•••••••• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Oct 23, 2009 |
| Previous registration |
| B••• O• A•••••• I••••••••• S•••••••• I••• | n/a | Jan 6, 2006 | Oct 23, 2009 | no | FT. WORTH, TX|MIDLAND, TX | Previous registration |
| M•••••• I••••••••• F••• S••••••• L•• | n/a | Mar 17, 2003 | Jul 20, 2004 | no | IRVING, TX | Previous registration |
| Oct 23, 2009 |
| 0 |
| Bulk transfer |
| Other |
| M•••••• I••••••••• F••• S••••••• L•• | B••• O• A•••••• I••••••••• S•••••••• I••• | Jul 20, 2004 | Jan 6, 2006 | 535 | Firm change after gap | Other |