DFX Intelligence
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Registered advisor
D•••••• B•••• G•••••••
Feed of 09/15/2026
At current firm
7 y
since Jan 31, 2019
In the industry
26 y
since Sep 15, 2000 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F•••• C•••••• A••••••• S••••••• BD affiliated currentsince Jan 31, 2019 · Fort Worth, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to Sep 18, 2017 · Dallas, Tx
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJan 6, 2006 to Oct 23, 2009 · Ft. Worth, Tx
- M•••••• I••••••••• F••• S••••••• L•• unclassifiedMar 17, 2003 to Jul 20, 2004 · Irving, Tx
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F•••• C•••••• A••••••• S•••••••left Sep 18, 2017, registered Jan 31, 2019 (500 days) · Wirehouse to affiliated broker-dealer or bank
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- M•••••• I••••••••• F••• S••••••• L•• to B••• O• A•••••• I••••••••• S•••••••• I•••left Jul 20, 2004, registered Jan 6, 2006 (535 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address