DFX Intelligence

T•••••• M•••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

T•••••• M•••• B••••

Advisor at W••••• E••••••••• A••••••• S•••••••• L••

PLYMOUTH, MN | JACKSONVILLE, FL

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Search this name across graphsid dfx:ria:5efb8c76-1a3d-8a61-08c9-077dc77d3851

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 17, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• E••••••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 15, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• E••••••••• A••••••• S•••••••• L••	Bd affiliated wealth	Sep 5, 2018	n/a	yes	JACKSONVILLE, FL\|PLYMOUTH, MN	Current employment
R••••••••• S••••••••• I•••	Former SEC adviser	Jan 27, 2012	Oct 1, 2018	no	JACKSONVILLE, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••••••• S••••••••• I•••	W••••• E••••••••• A••••••• S•••••••• L••	Oct 1, 2018	Sep 5, 2018	-26	Firm change	RIA to ibd
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	R••••••••• S••••••••• I•••	May 22, 2009	Jan 27, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
134385:116407:FL:2018-10-01	Oct 1, 2018	Sep 5, 2018	JACKSONVILLE, FL	Firm change

Relationships

Registered with (3)

→ W••••• E••••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Sep 5, 2018 to presentfactForm ADV
→ R••••••••• S••••••••• I•••Registered adviserregistration: previous registration
Jan 27, 2012 to Oct 1, 2018factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Feb 19, 2009 to May 22, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5efb8c76-1a3d-8a61-08c9-077dc77d3851
First observed: Nov 17, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.