DFX Intelligence

M•••••• A• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

M•••••• A• M••••••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

S••••TOWN, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 15, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Dec 28, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jul 31, 2021	n/a	yes	S••••TOWN, NY	Current employment
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Sep 11, 2017	Aug 16, 2021	no	BAYSIDE, NY\|Uniondale, NY\|East Northport, NY\|COMMACK, NY\|UNIONDALE, NY\|Uniondale, NY\|Bay Shore, NY\|Port Jefferson, NY\|Holbrook, NY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• G••••• M•••••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Aug 16, 2021	Jul 31, 2021	-16	Firm change	Ibd to wirehouse
J••• M••••• S••••••••• L••	C•••••••• G••••• M•••••• I•••	Jul 21, 2017	Sep 11, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
7059:7691:NY:2021-08-16	Aug 16, 2021	Jul 31, 2021	HOLBROOK, NY	Firm change

Relationships

Registered with (5)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Jul 31, 2021 to presentfactForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Sep 11, 2017 to Aug 16, 2021factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Jul 12, 2016 to Jul 21, 2017factForm ADV
→ S••••••••• W••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 15, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.