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RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialist12 years in industry

DENISE S LEE

Advisor at PERIGON WEALTH MANAGEMENT, LLC

IRVINE, CA | SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:5f15ed0e-eefe-2e7f-03c9-4ffc0255af03

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 26, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PERIGON WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 25, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Personal Financial Specialist
Exams: S65
First exam: Apr 25, 2014
First registration: Apr 26, 2014
Dual registered: no
Other names: Denise Lee|Denise Lee|DENISE L HAM
IAPD individual key: 6309502

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PERIGON WEALTH MANAGEMENT, LLC	Independent wealth	Jul 14, 2025	n/a	yes	IRVINE, CA\|SAN FRANCISCO, CA	Current employment
MARRICK WEALTH	Independent wealth	Jul 21, 2022	Jun 30, 2025	no	IRVINE, CA	Previous registration
EMPIRICAL WEALTH MANAGEMENT	Independent wealth	Nov 29, 2017	Feb 28, 2018	no	Irvine, CA\|SEATTLE, WA	Previous registration
SPECTRUM WEALTH MANAGEMENT, LLC	Former SEC adviser	Jul 8, 2015	Mar 9, 2021	no	IRVINE, CA	Previous registration
RONALD BLUE & CO., LLC	Former SEC adviser	Apr 26, 2014	Jul 1, 2015	no	SANTA ANA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MARRICK WEALTH	PERIGON WEALTH MANAGEMENT, LLC	Jun 30, 2025	Jul 14, 2025	14	Firm change	RIA to RIA
SPECTRUM WEALTH MANAGEMENT, LLC	EMPIRICAL WEALTH MANAGEMENT	Mar 9, 2021	Nov 29, 2017	-1,196	Firm change after gap	Other
EMPIRICAL WEALTH MANAGEMENT	MARRICK WEALTH	Feb 28, 2018	Jul 21, 2022	1,604	Firm change after gap	RIA to RIA
RONALD BLUE & CO., LLC	SPECTRUM WEALTH MANAGEMENT, LLC	Jul 1, 2015	Jul 8, 2015	7	Firm change	Other

Relationships

Registered with (5)

→ PERIGON WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Jul 14, 2025 to presentfactForm ADV
→ MARRICK WEALTHRegistered adviserregistration: previous registration
Jul 21, 2022 to Jun 30, 2025factForm ADV
→ SPECTRUM WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 8, 2015 to Mar 9, 2021factForm ADV
→ EMPIRICAL WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Nov 29, 2017 to Feb 28, 2018factForm ADV
→ RONALD BLUE & CO., LLCRegistered adviserregistration: previous registration
Apr 26, 2014 to Jul 1, 2015factForm ADV

Dated events

Occurred
Jun 30, 2025
Advisor changed firm
Denise S Lee left Marrick Wealth for Perigon Wealth Management, Llc (registered 2025-07-14)
Form ADVobserved 4 days ago