DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A• W••••• M••••••••• L••
Mandeville, LA | Metairie, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A• W••••• M••••••••• L•• | Bd affiliated wealth | May 6, 2019 | n/a | yes | Mandeville, LA|Metairie, LA | Current employment |
| J• W• C••• A•••••••• I••• | Bd affiliated wealth | Apr 16, 2019 | May 14, 2019 | no | METAIRIE, LA|TAMPA, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J• W• C••• A•••••••• I••• | A• W••••• M••••••••• L•• | May 14, 2019 | May 6, 2019 | -8 | Firm change | Ibd to RIA |
| G••••• F•••••••• P•••••• C••••••• I••• | J• W• C••• A•••••••• I••• | Apr 23, 2019 | Apr 16, 2019 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 112294:282580:FL:2019-05-08 | May 14, 2019 | May 6, 2019 | TAMPA, FL | Firm change |
| 159495:132070:LA:2017-11-29 | Nov 29, 2017 | Oct 31, 2017 | METAIRIE, LA | Firm change |
| G••••• F•••••••• P•••••• C••••••• I••• | Former SEC adviser | Oct 31, 2017 | Apr 23, 2019 | no | Metairie, LA|SARASOTA, FL | Previous registration |
| G•••••• R•••• L•• D•• G•••••• R•••• • A••••••••• | Former SEC adviser | Apr 7, 2014 | Nov 29, 2017 | no | METAIRIE, LA | Previous registration |
| -7 |
| Bulk transfer |
| Ibd to ibd |
| G•••••• R•••• L•• D•• G•••••• R•••• • A••••••••• | G••••• F•••••••• P•••••• C••••••• I••• | Nov 29, 2017 | Oct 31, 2017 | -29 | Firm change | Other |