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Advisor at INTELLIGENT CAPITALWORKS
SCOTTSDALE, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INTELLIGENT CAPITALWORKS | Independent wealth | Aug 12, 2016 | n/a | yes | SCOTTSDALE, AZ | Current employment |
| STABLEFORD CAPITAL LLC | Independent wealth | Jan 13, 2015 | Jun 30, 2016 | no | SCOTTSDALE, AZ|SCOTTSDALE, AZ | Previous registration |
| OSAIC FS, INC. | Former SEC adviser | Feb 24, 2014 | Dec 4, 2014 | no | TEMPE, AZ | Previous registration |
| MORGAN KEEGAN & COMPANY, LLC | Former SEC adviser | Feb 17, 2006 | Mar 6, 2012 | no | ATLANTA, GA|ATLANTA, GA|MEMPHIS, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STABLEFORD CAPITAL LLC | INTELLIGENT CAPITALWORKS | Jun 30, 2016 | Aug 12, 2016 | 43 | Firm change | Other |
| OSAIC FS, INC. | STABLEFORD CAPITAL LLC | Dec 4, 2014 | Jan 13, 2015 | 40 | Firm change | Other |
| MORGAN KEEGAN & COMPANY, LLC | OSAIC FS, INC. | Mar 6, 2012 | Feb 24, 2014 | 720 | Firm change after gap | Other |