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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

INTELLIGENT CAPITALWORKS

ICW INVESTMENT ADVISORS, LLC, CRD 135081

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7ebdd2a9-1ef2-0b38-4c2f-57654beaca37

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 1
On other graphs: 0
Observed: Mar 7, 2012 to Mar 31, 2026
37 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $377MItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $377M
Private client RAUM: $361MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $94.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 6
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 341
Individual clients: 17
High net worth clients: 79
SEC number: 801-64460
CIK: 1794820
CRD: 135081
Filings on the tape: 37
First filed: Mar 7, 2012
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, DE
Website: intelligentcapitalworks.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
VINCENT HARL ROSSI	Certified Financial Planner	SCOTTSDALE, AZ	21	33	1	no
MONIQUE MARIE PRESSLEY	Chartered Financial Consultant	SCOTTSDALE, AZ	10	27	3	no
Charles Vincent Rossi	Certified Financial Planner\|Chartered Financial Consultant\|Chartered Financial Analyst	SCOTTSDALE, AZ	9	12	n/a	no
JENNIFER JILL ROSSI	Chartered Financial Consultant	SCOTTSDALE, AZ	1	20	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ROSSI, VINCENT, HARL	PRESIDENT, CHIEF INVESTMENT OFFICER	E	yes	08/2005	Mar 7, 2012	Apr 3, 2024
CARLSON, JILLIAN, SUZANNE	CHIEF COMPLIANCE OFFICER	Na	no	01/2017	Mar 30, 2017	Apr 3, 2024
Rossi, Charles, Vincent	VICE PRESIDENT	Na	no	12/2021	Mar 31, 2022	Apr 3, 2024
ROSSI, JENNIFER, JILL	VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER	Na	no	02/2019	Mar 7, 2012	Apr 3, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$377M	$377M	6	4	0	n/a	n/a
2024	Mar 28, 2025	$336M	$336M	6	4	0	n/a	n/a
2023	Mar 28, 2024	$298M	$298M	6	3	0	n/a	n/a
2022	Mar 30, 2023	$242M	$241M	6	3	0	n/a	n/a
2021	Mar 31, 2022	$247M	$247M	7	4	0	n/a	n/a
2020	Mar 31, 2021	$203M	$202M	6	2	0	n/a	n/a
2019	Mar 30, 2020	$181M	$180M	6	3	0	n/a	n/a
2018	Mar 29, 2019	$162M	$161M	6	3	0	n/a	n/a
2017	Mar 29, 2018	$146M	$145M	6	3	0	n/a	n/a
2016	Mar 30, 2017	$139M	$136M	6	3	n/a	n/a	n/a
2015	Mar 30, 2016	$120M	$118M	5	2	n/a	n/a	n/a
2014	Mar 31, 2015	$118M	$115M	4	2	n/a	n/a	n/a
2013	Mar 28, 2014	$109M	$104M	4	2	n/a	n/a	n/a
2012	Mar 28, 2013	$94.6M	$92.4M	4	2	n/a	n/a	n/a
2011	Mar 26, 2012	$108M	$105M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	25.0%	0	0	0	0	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$377M	$336M	12.0%	$242M	15.9%	6	6	0	0

Relationships

Registered with (6)

← JENNIFER JILL ROSSIAdvisorregistration: current employment
Feb 24, 2025 to presentfactForm ADV
← Charles Vincent RossiAdvisorregistration: current employment
Oct 13, 2016 to presentfactForm ADV
← MONIQUE MARIE PRESSLEYAdvisorregistration: current employment
Aug 12, 2016 to presentfactForm ADV
← VINCENT HARL ROSSIAdvisorregistration: current employment
Aug 18, 2005 to presentfactForm ADV
← Michael RossiAdvisorregistration: previous registration
Nov 20, 2021 to Jun 2, 2026factForm ADV
← LOUIS BRADLEY PRIEBEAdvisorregistration: previous registration
Sep 4, 2008 to Jul 9, 2009factForm ADV

Controls (1)

← ROSSI, VINCENT, HARLOwnerPRESIDENT, CHIEF INVESTMENT OFFICER, ownership code E, individual
Mar 7, 2012 to Apr 3, 2024factForm ADV

Owns (3)

← ROSSI, JENNIFER, JILLOwnerVICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, ownership code NA, individual
Mar 7, 2012 to Apr 3, 2024factForm ADV
← Rossi, Charles, VincentOwnerVICE PRESIDENT, ownership code NA, individual
Mar 31, 2022 to Apr 3, 2024factForm ADV
← CARLSON, JILLIAN, SUZANNEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2017 to Apr 3, 2024factForm ADV

Dated events

Occurred
Jun 2, 2026
Advisor changed firm
Michael Rossi left Intelligent Capitalworks for J.P. Morgan Securities Llc (registered 2026-06-30)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7ebdd2a9-1ef2-0b38-4c2f-57654beaca37
First observed: Mar 7, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

INTELLIGENT CAPITALWORKS

ICW INVESTMENT ADVISORS, LLC, CRD 135081

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7ebdd2a9-1ef2-0b38-4c2f-57654beaca37

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:23 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

VINCENT HARL ROSSI

Certified Financial Planner

SCOTTSDALE, AZ

MONIQUE MARIE PRESSLEY

Chartered Financial Consultant

SCOTTSDALE, AZ

Charles Vincent Rossi

Certified Financial Planner|Chartered Financial Consultant|Chartered Financial Analyst

SCOTTSDALE, AZ

n/a

JENNIFER JILL ROSSI

Chartered Financial Consultant

SCOTTSDALE, AZ

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ROSSI, VINCENT, HARL

PRESIDENT, CHIEF INVESTMENT OFFICER

yes

08/2005

Mar 7, 2012

Apr 3, 2024

CARLSON, JILLIAN, SUZANNE

CHIEF COMPLIANCE OFFICER

01/2017

Mar 30, 2017

Apr 3, 2024

Rossi, Charles, Vincent

VICE PRESIDENT

12/2021

Mar 31, 2022

Apr 3, 2024

ROSSI, JENNIFER, JILL

VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER

02/2019

Mar 7, 2012

Apr 3, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$377M

n/a

2024

Mar 28, 2025

$336M

n/a

2023

Mar 28, 2024

$298M

n/a

2022

Mar 30, 2023

$242M

$241M

n/a

2021

Mar 31, 2022

$247M

n/a

2020

Mar 31, 2021

$203M

$202M

n/a

2019

Mar 30, 2020

$181M

$180M

n/a

2018

Mar 29, 2019

$162M

$161M

n/a

2017

Mar 29, 2018

$146M

$145M

n/a

2016

Mar 30, 2017

$139M

$136M

n/a

2015

Mar 30, 2016

$120M

$118M

n/a

2014

Mar 31, 2015

$118M

$115M

n/a

2013

Mar 28, 2014

$109M

$104M

n/a

2012

Mar 28, 2013

$94.6M

$92.4M

n/a

2011

Mar 26, 2012

$108M

$105M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

25.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$377M

$336M

12.0%

$242M

15.9%