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RIA / WealthAdvisordual registered (broker-dealer)45 years in industry

NEIL KENNETH PIPER

Advisor at INVEST FOR A LIFETIME, LLC

RED BANK, NJ

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Search this name across graphsid dfx:ria:5f3b373c-67fa-ab67-296b-94949ef47854

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 11, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INVEST FOR A LIFETIME, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 1981earliest registration or exam on IAPD
Years in industry: 45derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Apr 23, 1984
First registration: Oct 11, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 1240592

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INVEST FOR A LIFETIME, LLC	State registered	Jun 22, 2021	n/a	yes	RED BANK, NJ	Current employment
THE PRIVATE CLIENT ADVISORY GROUP, LLC	Former SEC adviser	Jan 8, 2021	Jan 18, 2021	no	Red Bank, NJ\|MANASQUAN, NJ	Previous registration
FORTIS GROUP ADVISORS LLC	Independent wealth	Feb 21, 2018	Nov 1, 2021	no	Red Bank, NJ\|WESTWOOD, NJ	Previous registration
ROCKDALE FINANCIAL SERVICES, INC.	State registered	Oct 23, 2003	Dec 20, 2003	no	RED BANK, NJ	Previous registration
INVEST FINANCIAL CORPORATION	Former SEC adviser	Aug 20, 2003	Feb 20, 2018	no	SHREWSBURY, NJ\|OLD BRIDGE, NJ\|SHIP BOTTOM, NJ\|MANAHAWKIN, NJ\|LITTLE EGG TWP, NJ\|TUCKERTON, NJ\|WALL TOWNSHIP, NJ\|TOMS RIVER, NJ\|FREEHOLD, NJ\|WOOLWICH, NJ\|RED BANK, NJ\|WEST END, NJ\|CENTREVILLE, VA\|MATAWAN, NJ\|LANOKA HARBOR, NJ\|MANALAPAN, NJ\|APPLETON, WI	Previous registration
VESTAX SECURITIES CORPORATION	n/a	Oct 11, 2002	Nov 8, 2002	no	OCEAN, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FORTIS GROUP ADVISORS LLC	THE PRIVATE CLIENT ADVISORY GROUP, LLC	Nov 1, 2021	Jan 8, 2021	-297	Firm change after gap	RIA to new firm
THE PRIVATE CLIENT ADVISORY GROUP, LLC	INVEST FOR A LIFETIME, LLC	Jan 18, 2021	Jun 22, 2021	155	Firm change	Other
INVEST FINANCIAL CORPORATION	ROCKDALE FINANCIAL SERVICES, INC.	Feb 20, 2018	Oct 23, 2003	-5,234	Firm change after gap	Other
ROCKDALE FINANCIAL SERVICES, INC.	FORTIS GROUP ADVISORS LLC	Dec 20, 2003	Feb 21, 2018	5,177	Firm change after gap	Other
VESTAX SECURITIES CORPORATION	INVEST FINANCIAL CORPORATION	Nov 8, 2002	Aug 20, 2003	285	Firm change	Other

Relationships

Registered with (6)

→ INVEST FOR A LIFETIME, LLCRegistered adviserregistration: current employment
Jun 22, 2021 to presentfactForm ADV
→ FORTIS GROUP ADVISORS LLCRegistered adviserregistration: previous registration
Feb 21, 2018 to Nov 1, 2021factForm ADV
→ THE PRIVATE CLIENT ADVISORY GROUP, LLCRegistered adviserregistration: previous registration
Jan 8, 2021 to Jan 18, 2021factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Aug 20, 2003 to Feb 20, 2018factForm ADV
→ ROCKDALE FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Oct 23, 2003 to Dec 20, 2003factForm ADV
→ VESTAX SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Oct 11, 2002 to Nov 8, 2002factForm ADV

Dated events

No dated event names this entity yet.