DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Neil Kenneth Piper
Feed of 09/14/2026
At current firm
5 y
since Jun 22, 2021
In the industry
45 y
since May 1, 1981 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Invest For A Lifetime, LLC state registered currentsince Jun 22, 2021 · Red Bank, Nj
- The Private Client Advisory Group, LLC formerJan 8, 2021 to Jan 18, 2021 · Red Bank, Nj
- Fortis Group Advisors LLC independent RIAFeb 21, 2018 to Nov 1, 2021 · Red Bank, Nj
- Rockdale Financial Services, Inc. state registeredOct 23, 2003 to Dec 20, 2003 · Red Bank, Nj
- Invest Financial Corporation formerAug 20, 2003 to Feb 20, 2018 · Shrewsbury, Nj
- Vestax Securities Corporation unclassifiedOct 11, 2002 to Nov 8, 2002 · Ocean, Nj
Moves
a registration end followed by a registration begin elsewhere
- Fortis Group Advisors LLC to The Private Client Advisory Group, LLCleft Nov 1, 2021, registered Jan 8, 2021 (-297 days) · RIA to a newly registered adviser
- The Private Client Advisory Group, LLC to Invest For A Lifetime, LLCleft Jan 18, 2021, registered Jun 22, 2021 (155 days) · Other
- Invest Financial Corporation to Rockdale Financial Services, Inc.left Feb 20, 2018, registered Oct 23, 2003 (-5234 days) · Other
- Rockdale Financial Services, Inc. to Fortis Group Advisors LLCleft Dec 20, 2003, registered Feb 21, 2018 (5177 days) · Other
- Vestax Securities Corporation to Invest Financial Corporationleft Nov 8, 2002, registered Aug 20, 2003 (285 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address