DFX Intelligence

K•••••• E•••••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

K•••••• E•••••••• S•••••••

Advisor at C••••••••• W••••• M•••••••••

BELLEVUE, WA | Portland, OR

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Search this name across graphsid dfx:ria:5f477750-b084-f696-02fd-8bf040034cab

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 3, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••••• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••••• W••••• M•••••••••	Independent wealth	Oct 11, 2021	n/a	yes	Portland, OR\|BELLEVUE, WA	Current employment
R•••••••• F••••••••	Former SEC adviser	Dec 3, 2019	Mar 31, 2022	no	PORTLAND, OR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••••• F••••••••	C••••••••• W••••• M•••••••••	Mar 31, 2022	Oct 11, 2021	-171	Firm change after gap	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
173805:108805:OR:2022-03-31	Mar 31, 2022	Oct 11, 2021	PORTLAND, OR	Firm change after gap

Relationships

Registered with (2)

→ C••••••••• W••••• M•••••••••Registered adviserregistration: current employment
Oct 11, 2021 to presentfactForm ADV
→ R•••••••• F••••••••Registered adviserregistration: previous registration
Dec 3, 2019 to Mar 31, 2022factForm ADV

Dated events

Occurred
Mar 31, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5f477750-b084-f696-02fd-8bf040034cab
First observed: Dec 3, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.