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R•••••••• F••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

R•••••••• F••••••••

R•••••••• F••••••••, INC., CRD 173805

PORTLAND, OR

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Search this name across graphsid dfx:ria:f5f9d4d8-ab8e-c4db-3e72-b897a733786b

Data as of Jun 10, 2021 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 7
On other graphs: 1
Observed: Nov 26, 2014 to Jun 10, 2021
26 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

R•••••••• F••••••••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $419M••• Locked
Discretionary RAUM: $380M
Private client RAUM: $278Mderived••• Locked
Private client share: 66%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
R••••••••• M•••• P••••••	PRESIDENT, SHAREHOLDER, CHIEF COMPLIANCE OFFICER	E	yes	08/2002	Nov 26, 2014	Jun 10, 2021
R••••••••• K•••••••• S••	MANAGING PRINCIPAL/SHAREHOLDER	B	no	01/2019	Mar 28, 2019	Jun 10, 2021

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020	Mar 30, 2021

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$419M	$359M	16.6%	$288M	13.3%	10	9	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C••••••••• W••••• M•••••••••	5	Mar 31, 2022	Jan 1, 2026	PORTLAND, OR	Firm absorbed	RIA to RIA	100.0%

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
A••••••• A••••••• S•••••••	2	Jun 10, 2016	Mar 6, 2015	LINCOLN, NE	Team lift out	Other	1.1%
A••••••• A••••••• S•••••••	2	Jun 10, 2016	Jan 9, 2015

Relationships

Controls (1)

← R••••••••• M•••• P••••••OwnerPRESIDENT, SHAREHOLDER, CHIEF COMPLIANCE OFFICER, ownership code E, individual
Nov 26, 2014 to presentfactForm ADV

Owns (1)

← R••••••••• K•••••••• S••OwnerMANAGING PRINCIPAL/SHAREHOLDER, ownership code B, individual
Mar 28, 2019 to presentfactForm ADV

Moved with (2)

→ C••••••••• W••••• M•••••••••Registered adviser5 advisors, firm absorbed, same day
Mar 31, 2022 to Jan 1, 2026factForm ADV

Dated events

Occurred
Mar 31, 2022
Firm absorbed
R•••••••• F••••••••'s advisors moved to C••••••••• W••••• M••••••••• (Portland, OR): 5 of 5 registered, on the same day
Form ADVobserved 7 days ago
5 advisors
Occurred
Mar 31, 2022
Advisor changed firm
Katherine Anne Quick left R•••••••• F•••••••• for C••••••••• W••••• M••••••••• (registered 2021-10-12)
Form ADVobserved 7 days ago
Occurred
Mar 31, 2022
Advisor changed firm
Katelyn Elizabeth Spangler left R•••••••• F•••••••• for C••••••••• W••••• M••••••••• (registered 2021-10-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f5f9d4d8-ab8e-c4db-3e72-b897a733786b
First observed: Nov 26, 2014
Last observed: Jun 10, 2021 64 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.