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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

LEWIS JACKSON GRACE

Advisor at PRINCIPAL SECURITIES, INC.

ATLANTA, GA

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Search this name across graphsid dfx:ria:5f66e9da-5a04-b911-d084-e21ef350edbe

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 7, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRINCIPAL SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 5, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Dec 5, 2008
First registration: Jan 7, 2009
Dual registered: yes, broker-dealer
Other names: LEWIS JACKSON GRACE|LEWIS GRACE
IAPD individual key: 5601363

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRINCIPAL SECURITIES, INC.	Bd affiliated wealth	Aug 28, 2025	n/a	yes	ATLANTA, GA	Current employment
NATIONWIDE INVESTMENT ADVISORS, LLC	Bd affiliated wealth	Nov 15, 2018	Aug 15, 2025	no	COLUMBUS, OH	Previous registration
STADION MONEY MANAGEMENT, LLC	Independent wealth	Sep 19, 2018	Oct 30, 2018	no	WATKINSVILLE, GA	Previous registration
INDEPENDENT FINANCIAL PARTNERS	Bd affiliated wealth	Oct 2, 2012	Mar 16, 2018	no	CONYERS, GA	Previous registration
EDWARD JONES	National bd RIA	Jan 7, 2009	Sep 28, 2012	no	CONYERS, GA\|WINDER, GA\|ST LOUIS, MO\|CONYERS, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NATIONWIDE INVESTMENT ADVISORS, LLC	PRINCIPAL SECURITIES, INC.	Aug 15, 2025	Aug 28, 2025	13	Firm change	Ibd to ibd
STADION MONEY MANAGEMENT, LLC	NATIONWIDE INVESTMENT ADVISORS, LLC	Oct 30, 2018	Nov 15, 2018	16	Firm change	Other
INDEPENDENT FINANCIAL PARTNERS	STADION MONEY MANAGEMENT, LLC	Mar 16, 2018	Sep 19, 2018	187	Firm change	Other
EDWARD JONES	INDEPENDENT FINANCIAL PARTNERS	Sep 28, 2012	Oct 2, 2012	4	Firm change	Other

Relationships

Registered with (5)

→ PRINCIPAL SECURITIES, INC.Registered adviserregistration: current employment
Aug 28, 2025 to presentfactForm ADV
→ NATIONWIDE INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 15, 2018 to Aug 15, 2025factForm ADV
→ STADION MONEY MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 19, 2018 to Oct 30, 2018factForm ADV
→ INDEPENDENT FINANCIAL PARTNERSRegistered adviserregistration: previous registration
Oct 2, 2012 to Mar 16, 2018factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jan 7, 2009 to Sep 28, 2012factForm ADV

Dated events

Occurred
Aug 15, 2025
Advisor changed firm
Lewis Jackson Grace left Nationwide Investment Advisors, Llc for Principal Securities, Inc. (registered 2025-08-28)
Form ADVobserved 4 days ago