DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

L•••• J•••••• G••••

P•••••••• S••••••••• I•••BD affiliatedAtlanta, Gadual registrantIAPD 5601363

Feed of 09/14/2026

Also filed as L•••• J•••••• G••••

At current firm

1 y

since Aug 28, 2025

In the industry

17 y

since Dec 5, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•••••••• S••••••••• I••• BD affiliated current
since Aug 28, 2025 · Atlanta, Ga
N••••••••• I••••••••• A•••••••• L•• BD affiliated
Nov 15, 2018 to Aug 15, 2025 · Columbus, Oh
S•••••• M•••• M••••••••• L•• i••••••••• wealth
Sep 19, 2018 to Oct 30, 2018 · Watkinsville, Ga
I••••••••• F•••••••• P••••••• BD affiliated
Oct 2, 2012 to Mar 16, 2018 · Conyers, Ga
E••••• J•••• national BD
Jan 7, 2009 to Sep 28, 2012 · Conyers, Ga

Moves

a registration end followed by a registration begin elsewhere

N••••••••• I••••••••• A•••••••• L•• to P•••••••• S••••••••• I•••
left Aug 15, 2025, registered Aug 28, 2025 (13 days) · Affiliated broker-dealer or bank to another
S•••••• M•••• M••••••••• L•• to N••••••••• I••••••••• A•••••••• L••
left Oct 30, 2018, registered Nov 15, 2018 (16 days) · Other
I••••••••• F•••••••• P••••••• to S•••••• M•••• M••••••••• L••
left Mar 16, 2018, registered Sep 19, 2018 (187 days) · Other
E••••• J•••• to I••••••••• F•••••••• P•••••••
left Sep 28, 2012, registered Oct 2, 2012 (4 days) · Other

Signals

L•••• J•••••• G•••• left N••••••••• I••••••••• A•••••••• L•• for P•••••••• S••••••••• I••• (registered 2025-08-28)
Aug 15, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address