DFX Intelligence
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Reading the graph
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Advisor at A••••••••• L•••
Dallas, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••••••• L••• | Other adviser | May 30, 2017 | n/a | yes | Dallas, TX | Current employment |
| M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• | Asset manager | Jan 6, 2011 | Jun 7, 2017 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• | F•••••••• G••••• I••••••••• M••••••••• C•••• | Jun 7, 2017 | Jan 6, 2011 | -2,344 | Channel change | Other |
| F•••••••• S••••••••• C•••• | M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• | Jun 7, 2017 |
| F•••••••• G••••• I••••••••• M••••••••• C•••• | Asset manager | Jan 6, 2011 | Jun 7, 2017 | no | NEW YORK, NY|NEW YORK, NY | Previous registration |
| F•••••••• S••••••••• C•••• | No RAUM reported | Nov 11, 2009 | Jun 7, 2017 | no | PITTSBURGH, PA|DALLAS, TX | Previous registration |
| F•••••••• I••••••••• C••••••••• | Institutional manager | Sep 8, 2008 | Jun 7, 2017 | no | PITTSBURGH, PA | Previous registration |
| -2,344 |
| Channel change |
| Other |
| F•••••••• I••••••••• C••••••••• | F•••••••• S••••••••• C•••• | Jun 7, 2017 | Nov 11, 2009 | -2,765 | Channel change | Other |
| F•••••••• G••••• I••••••••• M••••••••• C•••• | M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• | Jun 7, 2017 | Jan 6, 2011 | -2,344 | Firm change after gap | Other |