DFX Intelligence

G•••• A•••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

G•••• A•••• L•••••

Advisor at A••••••••• F•••••••• S•••••••• L••

Spokane, WA | Mead, WA

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Search this name across graphsid dfx:ria:5f9060ba-b15a-931d-e71c-68c073f9db5b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 9, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: May 9, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jul 22, 2009	n/a	yes	Spokane, WA\|Mead, WA	Current employment
V•••••••• • D••••••• F•••••••• A•••••••••	Former SEC adviser	May 9, 2002	Jun 16, 2009	no	SPOKANE, WA\|SPOKANE, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V•••••••• • D••••••• F•••••••• A•••••••••	A••••••••• F•••••••• S•••••••• L••	Jun 16, 2009	Jul 22, 2009	36	Firm change	Other

Relationships

Registered with (2)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Jul 22, 2009 to presentfactForm ADV
→ V•••••••• • D••••••• F•••••••• A•••••••••Registered adviserregistration: previous registration
May 9, 2002 to Jun 16, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5f9060ba-b15a-931d-e71c-68c073f9db5b
First observed: May 9, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.