DFX Intelligence

V•••••••• • D••••••• F•••••••• A•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

V•••••••• • D••••••• F•••••••• A•••••••••

CRD 108914

SPOKANE, WA

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Search this name across graphsid dfx:ria:6c45c0a5-6531-6041-64b8-8e0360cfe8b3

Data as of Jun 30, 2020 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 26, 2012 to Jun 30, 2020
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $283M••• Locked
Discretionary RAUM: $283M
Private client RAUM: $283Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
V••••••••• M••••••• J••••	PRESIDENT/CCO	E	yes	07/1997	Mar 26, 2012	Jun 30, 2020

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$283M	$242M	17.2%	$209M	10.7%	5	6	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
T•• C•••••• W••••• A•••••••• L••	2	Jul 27, 2020	Jul 28, 2020	SPOKANE, WA	Team lift out	RIA to RIA	100.0%

Relationships

Controls (1)

← V••••••••• M••••••• J••••OwnerPRESIDENT/CCO, ownership code E, individual
Mar 26, 2012 to presentfactForm ADV

Moved with (1)

→ T•• C•••••• W••••• A•••••••• L••Registered adviser2 advisors, team lift out, same day
Jul 27, 2020 to Jul 28, 2020factForm ADV

Registered with (4)

← M•••••• J•••• V••••••••Advisorregistration: previous registration
Jan 1, 2001 to Jul 27, 2020factForm ADV

Dated events

Occurred
Mar 28, 2020
Control person left
Andrew Kevin Driscoll (Vice President) no longer on Schedule A of V•••••••• • D••••••• F•••••••• A••••••••• (listed 2019-03-22, absent 2020-03-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6c45c0a5-6531-6041-64b8-8e0360cfe8b3
First observed: Mar 26, 2012
Last observed: Jun 30, 2020 75 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.