DFX Intelligence
Reading the graph
Reading the graph
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Advisor at T••• W••••• G••••
BEND, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T••• W••••• G•••• | Independent wealth | Aug 19, 2024 | n/a | yes | BEND, OR | Current employment |
| M• L••••• A•••••••• L•• | Former SEC adviser | Nov 22, 2017 | Oct 1, 2024 | no | BEND, OR|BEND, OR|Bend, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M• L••••• A•••••••• L•• | T••• W••••• G•••• | Oct 1, 2024 | Aug 19, 2024 | -43 | Firm change after gap | RIA to new firm |
| S•• I••••••••• I••• | M• L••••• A•••••••• L•• | Nov 17, 2017 | Nov 22, 2017 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 290675:332426:OR:2024-10-01 | Oct 1, 2024 | Aug 19, 2024 | BEND, OR | Firm change after gap |
| 2225:290675:OR:2017-11-17 | Nov 17, 2017 | Nov 22, 2017 | LAKE OSWEGO, OR | Firm change |
| S•• I••••••••• I••• | Former SEC adviser | Nov 8, 2006 | Nov 17, 2017 | no | PORTLAND, OR|APPLETON, WI|PORTLAND, OR|LAKE OSWEGO, OR | Previous registration |
| E•••••••• A•••••••• L•• | National bd RIA | May 13, 2003 | Nov 9, 2006 | no | PORTLAND, OR|PORTLAND, OR|PORTLAND, OR | Previous registration |
| 5 |
| Firm change |
| Other |
| E•••••••• A•••••••• L•• | S•• I••••••••• I••• | Nov 9, 2006 | Nov 8, 2006 | -1 | Firm change | Other |