RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• W• H••••••••
- T••• W••••• G•••• independent RIA currentsince Aug 19, 2024 · Bend, Or
- M• L••••• A•••••••• L•• formerNov 22, 2017 to Oct 1, 2024 · Bend, Or
- S•• I••••••••• I••• formerNov 8, 2006 to Nov 17, 2017 · Portland, Or
- E•••••••• A•••••••• L•• national BDMay 13, 2003 to Nov 9, 2006 · Portland, Or
- M• L••••• A•••••••• L•• to T••• W••••• G••••left Oct 1, 2024, registered Aug 19, 2024 (-43 days) · RIA to a newly registered adviser · moved with a team
- S•• I••••••••• I••• to M• L••••• A•••••••• L••left Nov 17, 2017, registered Nov 22, 2017 (5 days) · Other · moved with a team
- E•••••••• A•••••••• L•• to S•• I••••••••• I•••left Nov 9, 2006, registered Nov 8, 2006 (-1 days) · Other
- M••••• W• H•••••••• left M• L••••• A•••••••• L•• for T••• W••••• G•••• (registered 2024-08-19)Oct 1, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address